Arturo L. Carrera Munoz

ANDBANC ADVISORY LLC

Miami, FL 33131

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CRD#: 6761765

Professional summary

Arturo Luis Carrera Munoz, who also goes by Arturo Luis Carrera, is a registered financial advisor currently at ANDBANC ADVISORY LLC located in Miami, Florida and ANDBANC BROKERAGE, LLC located in Miami, Florida.

Arturo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Arturo has worked at 3 firms and has passed the Series 7TO, SIE and Series 99 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Arturo Luis Carrera

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since 3/2022 Mr. Carrera works with Maplebeas Inc., a non-investment related providing delivery services. Mr. Carrera devotes approximately 65 hours a month during Non-trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arturo Luis Carrera Munoz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2023 - Present

ANDBANC ADVISORY LLC

Office #1: 201 S. Biscayne Blvd. Suite 1100, Miami, FL 33131

RIA

CRD#: 150463

Miami, FL

Current

February 8, 2019 - Present

ANDBANC BROKERAGE, LLC

Office #1: 201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131

CRD#: 155979

Miami, FL

Past

March 6, 2017 - February 27, 2019

AMERANT INVESTMENTS, INC.

CRD#: 117284

CORAL GABLES, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANDBANC ADVISORY LLC

ANDBANC ADVISORY LLC | SEA CAPITAL ADVISORS LLC | NAME1001

CRD#: 150463 / SEC#: 801-79716

RIA

Registered Investment Advisory firm - (5/19/2014 Approved)

Florida

Registered Investment Advisory firm - (6/30/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7TO

Date: 5/18/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 99

Date: 3/6/2017

Operations Professional Examination

SRO Registrations

FINRA

Current Firm

ANDBANC ADVISORY LLC

ANDBANC ADVISORY LLC | SEA CAPITAL ADVISORS LLC | NAME1001

CRD#: 150463 / SEC#: 801-79716

RIA

Registered Investment Advisory firm - (5/19/2014 Approved)

Florida

Registered Investment Advisory firm - (6/30/2014 Terminated)

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Contact information

Main Address

201 S. Biscayne Blvd. Suite 1100, Miami, FL 33131

Mailing Address

Phone number

(305) 702-0601

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANDBANC ADVISORY LLC ADV BROCHURE (5/13/2025)

Regulatory assets under management

Total Number of Accounts	509
AUM (Assets Under Management)	$ 871,799,895

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Arturo L. Carrera Munoz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arturo Luis Carrera Munoz's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANDBANC ADVISORY LLC

ANDBANC BROKERAGE, LLC

AMERANT INVESTMENTS, INC.

Primary Firm SEC Registration

ANDBANC ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 7TO

Date: 5/18/2022

SIE

Date: 10/1/2018

Series 99

Date: 3/6/2017

FINRA

Current Firm

ANDBANC ADVISORY LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANDBANC ADVISORY LLC

TRUST BUT VERIFY

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