Michael O. Becker
TOBERMAN BECKER WEALTH | Wealth Advisor | Investment Analyst
St. Louis, MO 63117
Some features on this profile are disabled
CRD#: 6761484
Professional summary
Michael Orion Becker, CFP®, who also goes by Mike Becker, is a registered financial advisor currently at TOBERMAN BECKER WEALTH, LLC located in St. Louis, Missouri.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Michael has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Growing up, Michael Becker planned to be a hockey player because…he was a hockey player. He played competitively all through school, right up until college—at which point he hung up his skates, picked up a 9-iron, and traded hockey for golf.
Hockey gave Michael great, tight-knit friends and helped him in a roundabout way succeed at school; Michael’s athletic participation always was contingent on getting good grades. Michael wasn’t necessarily academically motivated—but being a smart kid, he buckled down, got those A’s, and ended up at business school at Mizzou. While there, he contemplated two financial services paths—the more structured route of accounting and economics, or the more philosophical path of management or marketing. Then he found the perfect blend in finance, pairing hard and soft skills, math and complicated topics—he’s very happy with the decision he made.
Michael worked for several firms upon graduation and not to sound too “Goldilocks” one was too small, one too large and though he was successful at both, he was looking for a better fit. He found it in Hightower Wealth Advisors, with the St. Louis team. The team, this “ensemble practice”, has offered him connections and mentorship through Omar (a fellow non-academic smart person!) and through Kathy’s DIY advice…Michael’s the proof that this team really does feel like a family. He’s in the process of re-doing his bathroom under Kathy’s guidance WHILE also finishing his CFA—an accomplishment he never thought he would tackle and he’s now on the other side of the rigorous program.
Michael’s bucket list includes playing in a professional golf tournament; he’s got time on his hands now that he’s completed the CFA to work on his game, but also knows the window may be closing before starting a family! For now, he’s fulfilled and happy to be part of the team.
Question & Answer
What is your minimum asset requirement?
5M
Are you a "fiduciary"?
Yes
Aliases
Mike Becker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Orion Becker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
January 3, 2024 - Present
TOBERMAN BECKER WEALTH, LLC
Office #1: 1741 S Big Bend Blvd, St. Louis, MO 63117RIA
CRD#: 310346
St. Louis, MO
Past
April 18, 2019 - December 31, 2023
HIGHTOWER ADVISORS, LLC
RIA
CRD#: 145323
Saint Louis, MO
Past
April 18, 2019 - December 31, 2023
HIGHTOWER SECURITIES, LLC
BD
CRD#: 116681
ST. LOUIS, MO
Past
July 31, 2018 - March 18, 2019
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Chesterfield, MO
Past
July 25, 2018 - March 18, 2019
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Chesterfield, MO
Past
November 14, 2017 - July 6, 2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RIA
CRD#: 793
ST LOUIS, MO
Past
October 19, 2017 - July 6, 2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TOBERMAN BECKER WEALTH, LLC
TOBERMAN BECKER WEALTH, LLC | TOBERMAN WEALTH, LLC
CRD#: 310346 / SEC#: 801-131395
RIA
Registered Investment Advisory firm - (11/4/2024 Approved)Illinois
Registered Investment Advisory firm - (11/15/2024 Terminated)Missouri
Registered Investment Advisory firm - (11/15/2024 Terminated)Texas
Registered Investment Advisory firm - (11/15/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(1/3/2024)
IAR
Texas(1/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TOBERMAN BECKER WEALTH, LLC
TOBERMAN BECKER WEALTH, LLC | TOBERMAN WEALTH, LLC
CRD#: 310346 / SEC#: 801-131395
RIA
Registered Investment Advisory firm - (11/4/2024 Approved)Illinois
Registered Investment Advisory firm - (11/15/2024 Terminated)Missouri
Registered Investment Advisory firm - (11/15/2024 Terminated)Texas
Registered Investment Advisory firm - (11/15/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1741 S Big Bend Blvd, St. Louis, MO 63117
Mailing Address
Phone number
(314) 900-1404
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 473 |
| AUM (Assets Under Management) | $ 170,793,879 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TOBERMAN BECKER WEALTH, LLC
Wealth Advisor | Investment AnalystCRD#: 310346St. Louis, MO 63117TRUST BUT VERIFY
Monitor Michael Becker
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
