Michele L. Farrell
Professional summary
Michele Lee Farrell, who also goes by Michele Farrell, Shelly Farrell, is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Woodland Hills, California.
Michele is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Michele has worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michele Lee Farrell's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2025 - Present
GRADIENT ADVISORS, LLC
Office #1: 6320 Canoga Ave Suite 900, Woodland Hills, CA 91367July 26, 2021 - November 21, 2023
OREGON PACIFIC FINANCIAL ADVISORS INC
December 14, 2020 - July 21, 2021
GRADIENT SECURITIES, LLC
January 17, 2020 - July 21, 2021
THE FINANCIAL ARCHITECTS WEALTH MANAGEMENT LLC
July 19, 2017 - December 14, 2018
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 2, 2017 - December 14, 2018
TRANSAMERICA FINANCIAL ADVISORS, LLC
Primary Firm SEC Registration
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/8/2025)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,222 |
| AUM (Assets Under Management) | $ 218,611,410 |
Red Flags
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