MW
Michael I. Wapner
KESTRA ADVISORY SERVICES
Park Ridge, IL
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CRD#: 6761243
MW
Professional summary
Michael Irwin Wapner is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Park Ridge, Illinois and KESTRA INVESTMENT SERVICES, LLC located in Burr Ridge, Illinois.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Park Ridge Friends of the Parks Investment Related: No Address: 733 N. Prospect Ave. Park Ridge IL 60068 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Member Board of Trustees and Board Secretary Start Date: 1/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Take and publish minutes of Board meetings. Business Name: BlueLake Wealth Advisors LLC Investment Related: Yes Address: 745 McClintock Dr Suite 120 Burr Ridge IL 60527 Nature of Business: Registered Field Assistant Position, Title or Relationship: Currently Financial Planning Analyst Start Date: 2/22/2017 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Currently provide assistance to registered reps Business Name: KESTRA ADVISORY SERVICES POSITION: investment advisor representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 70 START DATE: 01/01/2020 ADDRESS: 5707 Southwest Pkwy, Austin TX 78735, United States DESCRIPTION: Financial advisory services
CRS (Client Relationship Summary) - RIA
Click below to view Michael Irwin Wapner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 2018 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 745 Mcclintock Drive Suite 120, Burr Ridge, IL 60527RIA
CRD#: 283330
Park Ridge, IL
Current
March 2, 2018 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 745 Mcclintock, Burr Ridge, IL 60527BD
CRD#: 42046
Burr Ridge, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/10/2020)
RR
Illinois(12/6/2018)
IAR
Illinois(12/6/2018)
RR
Maryland(9/3/2025)
RR
Michigan(1/30/2025)
RR
New York(2/20/2020)
RR
Pennsylvania(4/5/2023)
RR
Washington(3/21/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
