Sandler E. Weinberg

HOWARD CAPITAL MANAGEMENT

Houston, TX 77095

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CRD#: 6761121

Professional summary

Sandler Edward Weinberg, who also goes by Sandler Edward Weinberg, Sandler Weinberg, is a registered financial advisor currently at HOWARD CAPITAL MANAGEMENT, INC. located in Houston, Texas and NORTHERN LIGHTS DISTRIBUTORS, LLC located in Elkhorn, Nebraska.

Sandler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Sandler has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sandler Edward Weinberg | Sandler Weinberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. WEINBERG IS THE CFO FOR LUCKY NUMBER EIGHT PRODUCTIONS, INC., A MOVIE PROCUCTION FIRM LOCATED AT 2001 KIRBY DRIVE, SUITE 900, HOUSTON, TX 77019. MR WEINBERG BEGAN THIS NON-INVESTMENT RELATED ACTIVITY JANUARY 1, 2022 AND SPENDS 20 HOURS PER MONTH HANDLING ACCOUNTING, CONTRACTS, LOGISTICS, OPERATIONS AND OVERSEEING PRODUCTIONS. MR. WEINBERG IS THE CFO FOR THE CAFE TEXAN HISTORY MUSEUM AND LIBRARY, A RESTAURANT LOCATED AT 1120 SAM HOUSTON AVENUE, HUNTSVILLE, TX 77340. MR WEINBERG BEGAN THIS NON-INVESTMENT RELATED ACTIVITY JUNE 15, 2023 AND SPENDS 20 HOURS PER MONTH CONDUCTING BOOKKEEPING AND FINANCIAL ANALYSIS. MR. WEINBERG IS THE BOOKKEEPER FOR 1836 STEAKHOUSE RESTAURANT LOCATED AT 2641 11TH STREET, HUNTSVILLE, TX 77340. MR. WEINBERG BEGAN THIS NON-INVESTMENT RELATED ACTIVITY OCTOBER 8, 2025 AND SPENDS 10 HOURS PER MONTH, NONE DURING BUSINESS HOURS CONDUCTING INTERNAL P&L REPORTING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandler Edward Weinberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 15, 2021 - Present

HOWARD CAPITAL MANAGEMENT, INC.

Office #1: 14527 Sandalfoot Street, Houston, TX 77095

RIA

CRD#: 118070

Houston, TX

Current

March 9, 2024 - Present

NORTHERN LIGHTS DISTRIBUTORS, LLC

Office #1: 4221 North 203rd Street, Suite 100, Elkhorn, NE 68022

CRD#: 126159

Elkhorn, NE

Past

January 29, 2020 - June 15, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ALPHARETTA, GA

Past

November 23, 2019 - June 15, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ALPHARETTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOWARD CAPITAL MANAGEMENT, INC.

CRD#: 118070 / SEC#: 801-69763

RIA

Registered Investment Advisory firm - (12/15/2008 Approved)

Georgia

Registered Investment Advisory firm - (1/9/2009 Terminated)

Texas

Registered Investment Advisory firm - (12/15/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/27/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/8/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/20/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

HOWARD CAPITAL MANAGEMENT, INC.

CRD#: 118070 / SEC#: 801-69763

RIA

Registered Investment Advisory firm - (12/15/2008 Approved)

Georgia

Registered Investment Advisory firm - (1/9/2009 Terminated)

Texas

Registered Investment Advisory firm - (12/15/2008 Terminated)

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Contact information

Main Address

1145 Hembree Rd., Roswell, GA 30076

Mailing Address

Phone number

(770) 642-4902

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HOWARD CAPITAL MANAGEMENT, INC. ADV BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	14,684
AUM (Assets Under Management)	$ 6,866,502,932

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sandler E. Weinberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandler Edward Weinberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHERN LIGHTS DISTRIBUTORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

HOWARD CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/27/2020

Series 7TO

Date: 3/8/2024

SIE

Date: 9/20/2019

FINRA

Current Firm

HOWARD CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOWARD CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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