Daniel A. St. Hubert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Antony St. Hubert, who also goes by Daniel Antony St Hubert, Daniel St Hubert, Daniel Sthubert, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2017. Daniel had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2022 - February 1, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
December 13, 2022 - January 30, 2024
FIDELITY BROKERAGE SERVICES LLC
May 18, 2020 - October 26, 2022
EAGLE STRATEGIES LLC
March 25, 2020 - October 26, 2022
NYLIFE SECURITIES LLC
November 22, 2019 - December 18, 2019
J.P. MORGAN SECURITIES LLC
November 15, 2019 - December 18, 2019
J.P. MORGAN SECURITIES LLC
July 31, 2017 - July 15, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 4, 2017 - July 15, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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