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MF

Mackenzie R. Fluharty

Some features on this profile are disabled
CRD#: 6760178
MF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mackenzie Renee Fluharty, who also goes by Mackenzie R Fluharty, Mackenzie Fluharty, was a registered financial professional .

Mackenzie is a previously registered financial professional and started their career in finance in 2017. Mackenzie had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mackenzie R Fluharty | Mackenzie Fluharty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)Business Ownership; The Fluharty Group LLC; CEO; Shipt Shopper; Naples, FL 34110; Not investment related; Nov 2018; 10-19 hours per month; 0 during trading hours. 2.)Outside Employment; Shipt; Shipt Shopper (Independant Contractor); Birmingham, AL 35203; Not investment related; March 2019; 10-19 hours per month; 0 during trading hours/ 3.)Other Business Activities; CCWTA Collier County Women's Tennis Association; Tennis Association; member; Not Investment Related; Jan 2017; 1-9 hours per month; 0 during trading hours. 4.) The Rotary Club of Naples; Not Investment Related; Board Member; Start Date 06/2019 to Present; 10 hours per month with 0 during trading hours 5.) Self Employed Florida Insurance Agent, investment related, Naples, FL, Start Date 11/2017, approximately 1-5 hours per month with all hours during securities trading hours, licensed in Life/Health/Annuities

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 28, 2021 - June 10, 2022

THE HIGH NET WORTH ADVISORY GROUP, LLC

RIA
CRD#: 309997
NAPLES, FL
Past

May 2, 2019 - January 8, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Naples, FL
Past

April 3, 2019 - January 8, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Naples, FL
Past

June 25, 2018 - March 25, 2019

CAPITALROCK FINANCIAL, LLC

RIA
CRD#: 281234
NAPLES, FL
Past

May 30, 2017 - March 27, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
BONITA SPRINGS, FL
Past

April 25, 2017 - March 27, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
BONITA SPRINGS, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TH
THE HIGH NET WORTH ADVISORY GROUP, LLC
ADVISORY GROUP | ULTRA HIGH NET WORTH ADVISORY GROUP | THE HIGH NET WORTH ADVISORY GROUP, LLC

CRD#: 309997 / SEC#: 801-119234

RIA
Registered Investment Advisory firm - (8/5/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/25/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/27/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/24/2017
General Securities Representative Examination

Current Firm

TH
THE HIGH NET WORTH ADVISORY GROUP, LLC
ADVISORY GROUP | ULTRA HIGH NET WORTH ADVISORY GROUP | THE HIGH NET WORTH ADVISORY GROUP, LLC

CRD#: 309997 / SEC#: 801-119234

RIA
Registered Investment Advisory firm - (8/5/2020 Approved)
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Contact information

Main Address
8880 Tamiami Trail North, Naples, FL 34108
Mailing Address
Phone number
+1 (866) 906-2325
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

THE HIGH NET WORTH ADVISORY GROUP, LLC FORM ADV PART 2A BROCHURE (1/29/2025)

Regulatory assets under management

Total Number of Accounts1,119
AUM (Assets Under Management)$ 769,848,336

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE HIGH NET WORTH ADVISORY GROUP, LLC

CRD#: 309997

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