Kevin C. Flesch

MILLSTONE FINANCIAL GROUP

Millstone, NJ 08535

Some features on this profile are disabled

CRD#: 6760156

Professional summary

Kevin Charles Flesch, who also goes by Kevin Flesch, is a registered financial advisor currently at MILLSTONE FINANCIAL GROUP located in Millstone, New Jersey.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Kevin has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Flesch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Millstone Financial Group, LLC dba Millstone Financial Group; Yes; RIA/ Insurance; Insurance Agent; 06/2024; 35 HRS/ MO; 2/ HRS MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Charles Flesch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2024 - Present

MILLSTONE FINANCIAL GROUP

Office #1: 490 Hwy 33 West, Millstone, NJ 08535

RIA

CRD#: 297882

Millstone, NJ

Past

May 16, 2017 - April 16, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

April 5, 2017 - April 16, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PENNINGTON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(4/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/12/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/5/2017

General Securities Representative Examination

Current Firm

MILLSTONE FINANCIAL GROUP

MILLSTONE FINANCIAL GROUP | MILLSTONE FINANCIAL GROUP LIMITED LIABILITY COMPANY

CRD#: 297882 / SEC#:

Florida

Registered Investment Advisory firm - (11/4/2022 Approved)

New Jersey

Registered Investment Advisory firm - (9/25/2018 Approved)

New York

Registered Investment Advisory firm - (10/20/2021 Approved)

South Carolina

Registered Investment Advisory firm - (2/27/2025 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

490 Hwy 33 West, Millstone, NJ 08535

Mailing Address

Phone number

(732) 385-8544

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	418
AUM (Assets Under Management)	$ 80,670,538

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Fernando Rivera

WELLS FARGO CLEARING SERVICES, LLC

IAR

East Brunswick, NJ

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kevin C. Flesch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Charles Flesch's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILLSTONE FINANCIAL GROUP

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 5/12/2017

SIE

Date: 10/1/2018

Series 7

Date: 4/5/2017

Current Firm

MILLSTONE FINANCIAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MILLSTONE FINANCIAL GROUP

TRUST BUT VERIFY

Similar Advisors