Michael Tita
NAVY FEDERAL INVESTMENT SERVICES
Vienna, VA 22180
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CRD#: 6760149
Professional summary
Michael Tita, CFP® is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Vienna, Virginia.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Tita's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Tita's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2023
Experience
Current
July 18, 2018 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 820 Follin Ln, Vienna, VA 22180Office #2: 875-a N. Randolph St, Arlington, VA 22203RIA
BD
CRD#: 138459
Vienna, VA
Current
July 18, 2018 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 820 Follin Ln, Vienna, VA 22180Office #2: 875-a N. Randolph St, Arlington, VA 22203RIA
BD
CRD#: 138459
Vienna, VA
Past
April 26, 2017 - June 11, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
VIENNA, VA
Past
March 28, 2017 - June 11, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
VIENNA, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/4/2022)
IAR
California(11/4/2022)
RR
Colorado(8/26/2019)
RR
Delaware(9/1/2020)
RR
District of Columbia(7/18/2018)
IAR
District of Columbia(7/23/2018)
RR
Maryland(7/18/2018)
IAR
Maryland(7/18/2018)
RR
Michigan(3/19/2019)
RR
New York(1/5/2021)
RR
North Carolina(3/2/2022)
IAR
North Carolina(3/22/2022)
RR
Pennsylvania(11/1/2022)
IAR
Pennsylvania(11/2/2022)
RR
Texas(4/19/2022)
IAR
Texas(4/19/2022)
RR
Virginia(7/18/2018)
IAR
Virginia(7/18/2018)
RR
Wisconsin(12/21/2020)
IAR
Wisconsin(4/21/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1007 Electric Ave, Vienna, VA 22180
Mailing Address
1007 Electric Ave, Vienna, VA 22180
Phone number
(877) 221-8108
Established
Virginia since 09/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
176
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,472 |
| AUM (Assets Under Management) | $ 1,713,608,579 |
Red Flags
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