Christopher Kim
STRATEGIC ADVISERS LLC | Vice President, Wealth Planner
DIAMOND BAR, CA
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CRD#: 6760041
Professional summary
Christopher Kim, CFP®, who also goes by Christopher C Kim, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Diamond Bar, California and FIDELITY BROKERAGE SERVICES LLC located in Los Angeles, California.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Christopher has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Biography
I collaborate with my clients to make Smart Financial Decisions and develop thoughtful solutions to help pursue their financial goals.
Question & Answer
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Christopher C Kim
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Kim's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Education
Arizona State University
Bachelor of Arts (BA) - Liberal Studies
2019
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 2000 Avenue Of The Stars, Los Angeles, CA 90067RIA
CRD#: 104555
DIAMOND BAR, CA
Current
September 20, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 2000 Ave Of The Stars N. Tower, Los Angeles, CA 90067BD
CRD#: 7784
Los Angeles, CA
Past
October 7, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
PASADENA, CA
Past
May 30, 2017 - August 30, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BEVERLY HILLS, CA
Past
April 24, 2017 - August 30, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BEVERLY HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/14/2025)
RR
Alaska(4/16/2025)
RR
Arizona(11/16/2021)
RR
Arkansas(4/17/2025)
RR
California(9/21/2021)
IAR
California(3/31/2025)
RR
Colorado(4/16/2025)
RR
Connecticut(4/15/2025)
RR
Delaware(4/18/2025)
RR
District of Columbia(4/14/2025)
RR
Florida(4/15/2025)
RR
Georgia(7/18/2022)
RR
Hawaii(7/11/2022)
RR
Idaho(4/15/2025)
RR
Illinois(4/16/2025)
RR
Indiana(4/16/2025)
RR
Iowa(4/22/2025)
RR
Kansas(4/14/2025)
RR
Kentucky(4/14/2025)
RR
Louisiana(4/15/2025)
RR
Maine(4/15/2025)
RR
Maryland(4/15/2025)
RR
Massachusetts(4/14/2025)
RR
Michigan(4/16/2025)
RR
Minnesota(4/16/2025)
RR
Mississippi(4/24/2025)
RR
Missouri(4/14/2025)
RR
Montana(4/16/2025)
RR
Nebraska(3/27/2023)
RR
Nevada(11/17/2021)
RR
New Hampshire(4/15/2025)
RR
New Jersey(11/3/2021)
RR
New Mexico(4/15/2025)
RR
New York(7/9/2022)
RR
North Carolina(4/14/2025)
RR
North Dakota(4/21/2025)
RR
Ohio(4/15/2025)
RR
Oklahoma(4/15/2025)
RR
Oregon(5/24/2023)
RR
Pennsylvania(4/15/2025)
RR
Puerto Rico(5/5/2025)
RR
Rhode Island(4/15/2025)
RR
South Carolina(4/15/2025)
RR
South Dakota(4/14/2025)
RR
Tennessee(4/15/2025)
RR
Texas(1/10/2022)
IAR
Texas(3/31/2025)
RR
Utah(4/15/2025)
RR
Vermont(4/15/2025)
RR
Virginia(4/14/2025)
RR
Washington(11/3/2021)
RR
West Virginia(4/14/2025)
RR
Wisconsin(4/14/2025)
RR
Wyoming(4/16/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Wealth PlannerCRD#: 104555Diamond Bar, CATRUST BUT VERIFY
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