Benjamin Ruttenberg

EWA

PITTSBURGH, PA 15220

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CRD#: 6760011

Professional summary

Benjamin Ruttenberg, CFP®, who also goes by Ben Ruttenberg, is a registered financial advisor currently at EWA, LLC located in Pittsburgh, Pennsylvania.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Benjamin has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ben Ruttenberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Insurance sales and service, not investment related, same address, Position/Title/Relationship: Agent, Start Date: 01/2022, Approximate Time: 10% to 20% during trading hours, Duties; Sales and services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Ruttenberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

January 12, 2022 - Present

EWA, LLC

Office #1: 381 Mansfield Ave Suite 200 A & B, Pittsburgh, PA 15220

RIA

CRD#: 308977

PITTSBURGH, PA

Past

April 15, 2019 - December 13, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Pittsburgh, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EWA, LLC

EQUILIBRIUM WEALTH ADVISORS | EWA, LLC | EWA

CRD#: 308977 / SEC#: 801-118806

RIA

Registered Investment Advisory firm - (5/28/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/14/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 4/15/2019

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 3/28/2019

Securities Industry Essentials Examination

Current Firm

EWA, LLC

EQUILIBRIUM WEALTH ADVISORS | EWA, LLC | EWA

CRD#: 308977 / SEC#: 801-118806

RIA

Registered Investment Advisory firm - (5/28/2020 Approved)

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Contact information

Main Address

381 Mansfield Ave Suite 200 A & B, Pittsburgh, PA 15220

Mailing Address

Phone number

(412) 288-2363

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE BROCHURE WITH APPENDIX 1 (WRAP FEE PROGRAM) (10/1/2025)

Regulatory assets under management

Total Number of Accounts	2,420
AUM (Assets Under Management)	$ 664,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin Ruttenberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Ruttenberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

EWA, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

EWA, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/14/2019

Series 6TO

Date: 4/15/2019

SIE

Date: 3/28/2019

Current Firm

EWA, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EWA, LLC

TRUST BUT VERIFY

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