David N. Owen

SHIPWRIGHT ADVISORS

BURLINGTON, VT 05401

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CRD#: 6759915

Professional summary

David Nathan Owen, who also goes by Nathan Owen, Nate Owen, is a registered financial advisor currently at SHIPWRIGHT ADVISORS located in Burlington, Vermont.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. David has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nathan Owen | Nate Owen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

David Nathan Owen will provide non-advisory related business strategy consulting services. This activity accounts for 10% of David Nathan Owen's time during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Nathan Owen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 10, 2024 - Present

SHIPWRIGHT ADVISORS

Office #1: 50 Lakeside Ave #106, Burlington, VT 05401

RIA

CRD#: 329816

BURLINGTON, VT

Past

October 24, 2022 - December 4, 2023

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

Columbus, OH

Past

August 4, 2022 - October 24, 2022

TRIAD ADVISORS LLC

CRD#: 25803

Columbus, OH

Past

April 25, 2022 - December 5, 2023

FRAZIER FINANCIAL ADVISORS, LLC

RIA

CRD#: 106649

Burlington, VT

Past

May 10, 2017 - April 1, 2022

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

BURLINGTON, VT

Past

March 23, 2017 - April 1, 2022

EQUITABLE ADVISORS, LLC

CRD#: 6627

BURLINGTON, VT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/13/2024)

IAR

Vermont
(4/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/4/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/23/2017

General Securities Representative Examination

Current Firm

SHIPWRIGHT ADVISORS

SHIPWRIGHT ADVISORS | SHIPWRIGHT ADVISORS, LLC

CRD#: 329816 / SEC#:

Ohio

Registered Investment Advisory firm - (5/13/2024 Approved)

Vermont

Registered Investment Advisory firm - (4/10/2024 Approved)

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Contact information

Main Address

50 Lakeside Ave #106, Burlington, VT 05401

Mailing Address

Phone number

(802) 777-4288

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	28
AUM (Assets Under Management)	$ 1,464,216

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David N. Owen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Nathan Owen's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHIPWRIGHT ADVISORS

PRIVATE CLIENT SERVICES, LLC

TRIAD ADVISORS LLC

FRAZIER FINANCIAL ADVISORS, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/4/2017

SIE

Date: 10/1/2018

Series 7

Date: 3/23/2017

Current Firm

SHIPWRIGHT ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SHIPWRIGHT ADVISORS

TRUST BUT VERIFY

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