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Alexander Law

CRD# 6759827·Registered 2017 - 2019
Previously Registered: Being a previously registered professional could mean that Alexander is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alexander Law was a registered financial advisor. Alexander was a previously registered financial professional and started their career in finance 2017 - 2019. Alexander had worked at 2 firms and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

PINE VALLEY PRIVATE WEALTH·CRD# 289533
RIA
Cherry Hill, NJ
December 4, 2017 - December 9, 2019
WORLD INVESTMENTS, LLC·CRD# 20626
RIA
Voorhees, NJ
June 13, 2017 - December 22, 2017

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Current Firm

PV
PINE VALLEY PRIVATE WEALTH

PINE VALLEY PRIVATE WEALTH | SHINGLE OAK ADVISORS, LLC

CRD#: 289533
New Jersey
Registered Investment Advisory firm - New Jersey (10/18/2017 Approved)
Texas
Registered Investment Advisory firm - Texas (9/9/2021 Approved)

Contact Information

Main Address

10 East Stow Road, Suite 200, Marlton, NJ 08053

Phone Number

(856) 283-4882

# of Employees

2

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2017About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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