RT
Roy C. Thornton
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CRD#: 6759010
RT
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roy Charles Thornton II, CLU®, who also goes by Roy Charles Thornton, R.c. Thorton, was a registered financial professional .
Roy is a previously registered financial professional and started their career in finance in 2017. Roy had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Roy Charles Thornton | R.c. Thorton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) THORNTON MANAGEMENT SOLUTIONS, LLC�, Title: OWNER, Description: TAX PREPARATION SERVICES AND DIGITAL ADVERTISING MANAGEMENT FIRM., Start Date: 08-01-2020, Address: 3183 E. ROSE LN PHOENIX, AZ 85016, Investment-related? NO, Hours per month: 20, During trading hours: 20 (2) CHAMPION TAX RELIEVE INC, Title: TAX AND ADVISORY SERVICES, Description: ASSISTS INDIVIDUALS WITH IRS ISSUES, Start Date: 12-01-2015, Address: 1730 E. NORTHERN AVE #120 PHOENIX AZ 85020, Investment-related? NO, Hours per month: 200, During trading hours: 160 (3) RC THORNTON FINANCIAL SOLUTIONS LLC/THORNTON WEALTH MANAGEMENT�, Title: VICE PRESIDENT��, Description: INVESTMENT ADVISORY SERVICES, Start Date: 06-01-2017, Address: 1730 E. NORTHERN AVE #120 PHOENIX AZ 85020, Investment-related? NO, Hours per month: 5, During trading hours: 5 (4) MILLIONARE DATE DOCTOR, LLC�, Title: CHIEF MARKETING OFFICER, Description: PROVIDES DATING AND LIFESTYLE CONSULTAION�, Start Date: 01-01-2014, Address: 1730 E. NORTHERN AVE #120 PHOENIX AZ 85020, Investment-related? NO, Hours per month: 5, During trading hours: 2 (5) THORTON TAX SOLUTIONS�, Title: MEMBER, Description: TAX PREPARATION, Start Date: 07-19-2021, Address: 3183 E. ROSE LN PHOENIX, AZ 85016�, Investment-related? NO, Hours per month: 30, During trading hours: 10 (6) RENTAL PROPERTY�, Title: LANDLORD, Description: THIS IS MY PRIOR RESIDENTAIL HOME THAT I WILL BE RENTING OUT, Start Date: 07-19-2021, Address: 6418 N 28TH ST. PHOENIX AZ 85016�, Investment-related? NO, Hours per month: 1, During trading hours: 1
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Past
June 26, 2017 - May 1, 2024
VIRTUE CAPITAL MANAGEMENT, LLC
RIA
CRD#: 167816
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Current Firm
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6 Cadillac Dr. Suite 310, Brentwood, TN 37027
Mailing Address
Phone number
(615) 340-0801
Established
Firm type
Fiscal year end
# of Employees
110
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,111 |
| AUM (Assets Under Management) | $ 787,466,707 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
