Adam M. Dietz

MARINER INSTITUTIONAL

Cincinnati - Downtown, OH 45202

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CRD#: 6758366

Professional summary

Adam M Dietz Mr. is a registered financial advisor currently at MARINER INSTITUTIONAL, LLC located in Cincinnati - Downtown, Ohio.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Adam has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam M Dietz Mr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2024 - Present

MARINER INSTITUTIONAL, LLC

Office #1: 312 Walnut Street Suite 3120, Cincinnati - Downtown, OH 45202

RIA

CRD#: 111964

Cincinnati - Downtown, OH

Past

March 14, 2017 - April 24, 2024

FOURTH STREET PERFORMANCE PARTNERS, INC.

RIA

CRD#: 107339

COVINGTON, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARINER INSTITUTIONAL, LLC

CRD#: 111964 / SEC#: 801-58253

RIA

Registered Investment Advisory firm - (1/10/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(6/2/2024)

IAR

Ohio
(4/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/14/2017

Uniform Investment Adviser Law Examination

Current Firm

MARINER INSTITUTIONAL, LLC

CRD#: 111964 / SEC#: 801-58253

RIA

Registered Investment Advisory firm - (1/10/2001 Approved)

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Contact information

Main Address

531 W Morse Blvd Suite 200, Winter Park, FL 32789

Mailing Address

Phone number

(844) 442-6326

Established

Firm type

Fiscal year end

# of Employees

113

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARINER INSTITUTIONAL FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	64
AUM (Assets Under Management)	$ 2,543,100,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam M. Dietz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam M Dietz Mr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

MARINER INSTITUTIONAL, LLC

FOURTH STREET PERFORMANCE PARTNERS, INC.

Primary Firm SEC Registration

MARINER INSTITUTIONAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/14/2017

Current Firm

MARINER INSTITUTIONAL, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARINER INSTITUTIONAL, LLC

TRUST BUT VERIFY

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