Sophie M. Lalonde

3D PRIVATE CLIENT

Palm Beach Gardens, FL

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CRD#: 6758354

Professional summary

Sophie M Lalonde, who also goes by Sophie Lalonde, is a registered financial advisor currently at 3D PRIVATE CLIENT INC. located in Palm Beach Gardens, Florida.

Sophie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Sophie has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 38 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sophie Lalonde

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) DLFG Strategy Inc. is not investment-related and is located in Quebec, Canada. Residential and Commercial Real Estate investing and management of business activities and my position/title is Owner and President.The start date of the business was December 11, 2009. I devote 2 hours a month to this other business not during business and trading hours. Her duties are Corporate Secretary, filling annuals reports, supervision of business activities. (2) SITN Foundation is not investment-related and is located in Quebec, Canada. This is a not for profit children's charity. She is the Treasurer. She provides assistance to children who live with serious illness or life altering injury. She is a volunteer assisting with fundraising for various events and the start date of the business was December 31, 2018. She devotes 4 hours to this other business not during trading hours. Her duties are volunteer assisting with fundraising for various events. (3) 3D Financial Ltd; investment-related; Quebec, Canada; Financial Planning; President/Chief Executive Officer; 01/2020; 50% of time spent; Duties are servicing Canadian clients. (4) 9449-3384 QC Inc.; non investment-related; Quebec, Canada; holding company; Owner; 9/2021; 0 hrs/mo; 0 hrs/mo during securities trading hours; no time spent with the company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sophie M Lalonde's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2023 - Present

3D PRIVATE CLIENT INC.

RIA

CRD#: 317281

Palm Beach Gardens, FL

Past

September 22, 2022 - November 18, 2022

3D PRIVATE CLIENT INC.

RIA

CRD#: 317281

Palm Beach Gardens, FL

Past

April 10, 2017 - January 17, 2020

RAYMOND JAMES (USA) LTD.

CRD#: 25853

Laval, Quebec,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/25/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/10/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 38

Date: 4/10/2017

Canada Module of the General Securities Registered Representative (Without Options Questions)

Current Firm

3D PRIVATE CLIENT INC.

3D PRIVATE CLIENT INC. | 3D PRIVATE CLIENTS USA INC.

CRD#: 317281 / SEC#:

Florida

Registered Investment Advisory firm - (8/1/2023 Approved)

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Contact information

Main Address

13839 Lemans Way, Palm Beach Gardens, FL 33410

Mailing Address

Phone number

(888) 863-8506

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Sophie M. Lalonde

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sophie M Lalonde's CRS (Customer Relationship Summary).

Certified licenses

Experience

3D PRIVATE CLIENT INC.

3D PRIVATE CLIENT INC.

RAYMOND JAMES (USA) LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/25/2022

Series 63

Date: 7/10/2017

SIE

Date: 10/1/2018

Series 38

Date: 4/10/2017

Current Firm

3D PRIVATE CLIENT INC.

Contact information

Documents

Red Flags

Company Information

3D PRIVATE CLIENT INC.

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