Patrick Volpe

BROOKE FOREST CAPITAL LLC

Alpharetta, GA 30022

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CRD#: 6757697

Professional summary

Patrick Volpe is a registered financial advisor currently at BROOKE FOREST CAPITAL LLC located in Alpharetta, Georgia.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Patrick has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Patrick Vole is a licensed insurance agent. Patrick Volpe is the owner at Personal Real Estate Investment; Is the business investment related: No; Location of the business: 11175 Cicero Dr Alpharetta GA 30022; Description of the business: Private rental properties; Responsibilities Duties: research, purchase, repair, and rent residential real estate; Start date: 1986-07-01;Hours per month devoted during trading hours: 0;Hours per month outside trading hours: 80; Percentage of total yearly compensation expected: 40; Contact person at the organization: Patrick Volpe.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Volpe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2024 - Present

BROOKE FOREST CAPITAL LLC

Office #1: 11175 Cicero Dr Suite 100, Alpharetta, GA 30022

RIA

CRD#: 328837

Alpharetta, GA

Past

December 9, 2021 - April 1, 2024

LATITUDE ADVISORS, LLC

RIA

CRD#: 151001

Alpharetta, GA

Past

December 6, 2021 - October 2, 2023

GWN SECURITIES INC.

CRD#: 128929

ALPHARETTA, GA

Past

January 23, 2020 - December 10, 2021

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Atlanta, GA

Past

January 10, 2020 - December 10, 2021

MML INVESTORS SERVICES, LLC

CRD#: 10409

Atlanta, GA

Past

May 2, 2017 - October 4, 2019

EDWARD JONES

RIA

CRD#: 250

ROSWELL, GA

Past

April 11, 2017 - October 4, 2019

EDWARD JONES

CRD#: 250

ROSWELL, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(2/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/1/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/11/2017

General Securities Representative Examination

Current Firm

BROOKE FOREST CAPITAL LLC

CRD#: 328837 / SEC#:

Georgia

Registered Investment Advisory firm - (2/7/2024 Approved)

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Contact information

Main Address

11175 Cicero Dr Suite 100, Alpharetta, GA 30022

Mailing Address

Phone number

(678) 646-6730

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	82
AUM (Assets Under Management)	$ 18,590,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick Volpe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Volpe's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKE FOREST CAPITAL LLC

LATITUDE ADVISORS, LLC

GWN SECURITIES INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 5/1/2017

SIE

Date: 10/1/2018

Series 7

Date: 4/11/2017

Current Firm

BROOKE FOREST CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BROOKE FOREST CAPITAL LLC

TRUST BUT VERIFY

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