Cortney M. Kotzian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cortney Michelle Kotzian, who also goes by Cortney Michelle Potts, was a registered financial professional .
Cortney is a previously registered financial professional and started their career in finance in 2017. Cortney had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2019 - December 31, 2020
TD AMERITRADE CLEARING, INC.
July 10, 2017 - December 10, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 10, 2017 - May 12, 2021
TD AMERITRADE, INC.
March 23, 2017 - May 12, 2021
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TD AMERITRADE CLEARING, INC.
CRD#: 5633 / SEC#: , 8-16335
Contact information
Documents
Disclosures
| Regulatory Event | 27 |
| Arbitration | 27 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
