Brietta K. Pringle
Professional summary
Brietta K Pringle, who also goes by Brie Kae Pringle, Brietta Kae Pringle, Brietta Pringle, is a registered financial advisor currently at INVESCO ADVISERS, INC. located in Atlanta, Georgia and INVESCO DISTRIBUTORS, INC. located in Atlanta, Georgia.
Brietta is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Brietta has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brietta K Pringle's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 30, 2024 - Present
INVESCO ADVISERS, INC.
Office #1: 1331 Spring Street Nw Suite 2500, Atlanta, GA 30309January 30, 2024 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 1331 Spring Street Nw Suite 2500, Atlanta, GA 30309September 5, 2023 - January 18, 2024
MORGAN STANLEY
September 5, 2023 - January 18, 2024
MORGAN STANLEY
May 25, 2023 - September 5, 2023
HARRISDIRECT LLC
February 28, 2023 - September 5, 2023
E*TRADE SECURITIES LLC
June 14, 2017 - March 21, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 12, 2017 - March 21, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
