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DS

David C. Stovel

WELLINGTON-ALTUS USA
Toronto, ON, M4V 3A9
Some features on this profile are disabled
CRD#: 6757253
DS

Professional summary

David Craig Stovel is a registered financial advisor currently at WELLINGTON-ALTUS USA INC. .

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. David has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Craig Stovel's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 13, 2026 - Present

WELLINGTON-ALTUS USA INC.

Office #1: 10 Alcorn Ave Suite 300, Toronto, On, M4V 3A9
RIA
CRD#: 297314
Toronto, ON,
Past

February 17, 2017 - November 7, 2025

RBC PRIVATE COUNSEL (USA) INC.

RIA
CRD#: 109648
TORONTO, ONTARIO,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WU
WELLINGTON-ALTUS USA INC.
WELLINGTON-ALTUS USA INC.

CRD#: 297314 / SEC#: 801-113668

RIA
Registered Investment Advisory firm - (7/31/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(3/13/2026)

Exams

Current Firm

WU
WELLINGTON-ALTUS USA INC.
WELLINGTON-ALTUS USA INC.

CRD#: 297314 / SEC#: 801-113668

RIA
Registered Investment Advisory firm - (7/31/2018 Approved)
PREMIUM
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
201 Portage Avenue 25th Floor, Winnipeg, Manitoba, R3B 3K6
Mailing Address
Phone number
(888) 315-8729
Established
Firm type
Fiscal year end
# of Employees
58

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (2/9/2026)
FORM ADV PART 2A (2/9/2026)

Regulatory assets under management

Total Number of Accounts265
AUM (Assets Under Management)$ 146,247,096

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WELLINGTON-ALTUS USA INC.

CRD#: 297314Toronto, On, M4V 3A9

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