John P. Vanier
Professional summary
John Patrick Vanier III, who also goes by John P Vanier III, John P Vanier, Jack Vanier, John Patrick Vanier, is a registered financial advisor currently at SAPIENT CAPITAL LLC located in Indianapolis, Indiana.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. John has worked at 3 firms and has passed the Series 66, Series 63, Series 3, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Patrick Vanier III's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2023 - Present
SAPIENT CAPITAL LLC
Office #1: 401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280August 4, 2020 - March 17, 2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 3, 2017 - August 19, 2020
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SAPIENT CAPITAL LLC
CRD#: 324899 / SEC#: 801-127298
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/12/2023)
Exams
Current Firm
SAPIENT CAPITAL LLC
CRD#: 324899 / SEC#: 801-127298
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,947 |
| AUM (Assets Under Management) | $ 11,439,805,300 |
Red Flags
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