AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
JV

John Patrick Vanier Iii

SAPIENT CAPITAL
INDIANAPOLIS, IN
·CRD# 6756389·9 years experience

Professional Summary

John Patrick Vanier III, who also goes by John P Vanier III, John P Vanier, Jack Vanier, John Patrick Vanier, is a registered financial advisor currently at SAPIENT CAPITAL LLC located in Indianapolis, Indiana. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. John has worked at 3 firms and has passed the Series 66, Series 63, Series 3, SIE, Series 7, Series 10 and Series 9...

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John P Vanier Iii, John P Vanier, Jack Vanier, John Patrick Vanier

Blog Corner

Similar Advisors

John Christopher Cooke
John Christopher Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
View profile
Brian Forrest Cooke
Brian Forrest Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Eric Jesse Wasson
Eric Jesse Wasson

EDELMAN FINANCIAL ENGINES

INDIANAPOLIS, IN · CRD#
Tammy Kay Williams
Tammy Kay Williams

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

John Christopher Cooke
John Christopher Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Brian Forrest Cooke
Brian Forrest Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Eric Jesse Wasson
Eric Jesse Wasson

EDELMAN FINANCIAL ENGINES

INDIANAPOLIS, IN · CRD#
Tammy Kay Williams
Tammy Kay Williams

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

John Christopher Cooke
John Christopher Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Brian Forrest Cooke
Brian Forrest Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Eric Jesse Wasson
Eric Jesse Wasson

EDELMAN FINANCIAL ENGINES

INDIANAPOLIS, IN · CRD#
Tammy Kay Williams
Tammy Kay Williams

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Christopher Cooke
John Christopher Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Brian Forrest Cooke
Brian Forrest Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Eric Jesse Wasson
Eric Jesse Wasson

EDELMAN FINANCIAL ENGINES

INDIANAPOLIS, IN · CRD#
Tammy Kay Williams
Tammy Kay Williams

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#

Years of Experience

9 years in the financial services industry

Current & Past Employments

SAPIENT CAPITAL LLC·CRD# 324899
RIA
401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280
December 12, 2023 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
BD
Indianapolis, IN
August 4, 2020 - March 17, 2023
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Indianapolis, IN
July 3, 2017 - August 19, 2020

Similar Advisors

John Christopher Cooke
John Christopher Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Brian Forrest Cooke
Brian Forrest Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Eric Jesse Wasson
Eric Jesse Wasson

EDELMAN FINANCIAL ENGINES

INDIANAPOLIS, IN · CRD#
Tammy Kay Williams
Tammy Kay Williams

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#

Current Firm

SC
SAPIENT CAPITAL LLC

SAPIENT CAPITAL LLC

CRD#: 324899 / SEC#: 801-127298
RIA
Registered Investment Advisory firm - SEC (2/6/2023 Approved)

Contact Information

Main Address

401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280

Phone Number

(317) 719-0157

# of Employees

59

SEC notice filing (26 States and Territories)

Registered to provide investment advisory services in 26 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SAPIENT CAPITAL DISCLOSURE BROCHURE (8/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

6,681

AUM (Assets Under Management)

$13,756,996,022

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
01/28/2026Cover PageReport

Similar Advisors

John Christopher Cooke
John Christopher Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Brian Forrest Cooke
Brian Forrest Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Eric Jesse Wasson
Eric Jesse Wasson

EDELMAN FINANCIAL ENGINES

INDIANAPOLIS, IN · CRD#
Tammy Kay Williams
Tammy Kay Williams

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

John Christopher Cooke
John Christopher Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Brian Forrest Cooke
Brian Forrest Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Eric Jesse Wasson
Eric Jesse Wasson

EDELMAN FINANCIAL ENGINES

INDIANAPOLIS, IN · CRD#
Tammy Kay Williams
Tammy Kay Williams

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SAPIENT CAPITAL LLC

SAPIENT CAPITAL LLC

CRD#: 324899 / SEC#: 801-127298
RIA
Registered Investment Advisory firm - SEC (2/6/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Indiana
(12/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2023About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2017About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Dec 2019About the Series 3 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2017About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Apr 2019About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Dec 2018About the Series 9 exam

Similar Advisors

John Christopher Cooke
John Christopher Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Brian Forrest Cooke
Brian Forrest Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Eric Jesse Wasson
Eric Jesse Wasson

EDELMAN FINANCIAL ENGINES

INDIANAPOLIS, IN · CRD#
Tammy Kay Williams
Tammy Kay Williams

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view John Patrick Vanier III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

John Christopher Cooke
John Christopher Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Brian Forrest Cooke
Brian Forrest Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Eric Jesse Wasson
Eric Jesse Wasson

EDELMAN FINANCIAL ENGINES

INDIANAPOLIS, IN · CRD#
Tammy Kay Williams
Tammy Kay Williams

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
JV
Follow John
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required