Christian T. Smissen

BAUMAN WEALTH ADVISORS

Las Vegas, NV 89129

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CRD#: 6756378

Professional summary

Christian Tyler Smissen, CFP® is a registered financial advisor currently at BAUMAN WEALTH ADVISORS located in Las Vegas, Nevada.

Christian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Christian has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christian Tyler Smissen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 17, 2025 - Present

BAUMAN WEALTH ADVISORS

Office #1: 10501 W Gowan Rd Suite #100, Las Vegas, NV 89129

RIA

CRD#: 153061

Las Vegas, NV

Past

April 9, 2025 - September 10, 2025

ARISTA WEALTH MANAGEMENT, LLC

RIA

CRD#: 141504

LAS VEGAS, NV

Past

September 6, 2017 - April 8, 2020

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Las Vegas, NV

Past

June 27, 2017 - April 8, 2020

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Las Vegas, NV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BAUMAN WEALTH ADVISORS

BAUMAN ADVISORY GROUP, LLC | BAUMAN WEALTH ADVISORS

CRD#: 153061 / SEC#: 801-131480

RIA

Registered Investment Advisory firm - (11/18/2024 Approved)

California

Registered Investment Advisory firm - (12/22/2024 Terminated)

Nevada

Registered Investment Advisory firm - (11/22/2024 Terminated)

Oklahoma

Registered Investment Advisory firm - (2/5/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(9/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/6/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/5/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/31/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/27/2017

General Securities Representative Examination

Current Firm

BAUMAN WEALTH ADVISORS

BAUMAN ADVISORY GROUP, LLC | BAUMAN WEALTH ADVISORS

CRD#: 153061 / SEC#: 801-131480

RIA

Registered Investment Advisory firm - (11/18/2024 Approved)

California

Registered Investment Advisory firm - (12/22/2024 Terminated)

Nevada

Registered Investment Advisory firm - (11/22/2024 Terminated)

Oklahoma

Registered Investment Advisory firm - (2/5/2024 Terminated)

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Contact information

Main Address

10501 W Gowan Rd Suite #100, Las Vegas, NV 89129

Mailing Address

Phone number

(702) 897-9997

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A SEC (3/4/2025)

Regulatory assets under management

Total Number of Accounts	720
AUM (Assets Under Management)	$ 118,331,201

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christian T. Smissen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christian Tyler Smissen's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARISTA WEALTH MANAGEMENT, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

BAUMAN WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/6/2017

Series 63

Date: 7/5/2017

Series 7TO

Date: 1/31/2024

SIE

Date: 10/1/2018

Series 7

Date: 6/27/2017

Current Firm

BAUMAN WEALTH ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BAUMAN WEALTH ADVISORS

TRUST BUT VERIFY

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