GD
Gregory T. Dexter
EAGLE STRATEGIES LLC
WEST CHESTER, PA
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CRD#: 6756077
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Professional summary
Gregory Thomas Dexter is a registered financial advisor currently at EAGLE STRATEGIES LLC located in West Chester, Pennsylvania and NYLIFE SECURITIES LLC located in Wayne, Pennsylvania.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Gregory has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Immaculate Heart of Mary Parish; Confirmation Catechist. Teach 8th graders about religion and confirmation at Immaculate Heart of Mary Parish Sacristan and Eucharistic Minister - assist priest during mass; 4701 Weldin Rd Wilmington, DE 19803; Start Date 09/2018; Role/Title: Catechist and Sacristan; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [West Goshen Township Republican Committee; Act as liaison between voters and the party, bring voter concerns to the party and introducing candidates for local office to constituents.; 15 S Church St West Chester, PA 19382; Start Date 07/2021; Role/Title: At-Large Committee Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 555 E City Ave Ste 800 Bala Cynwyd, PA 19004; Start Date 08/2021; Role/Title: Agent; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [Freelance Musician; Percussionist for hire. Play in primarily jazz setting (music clubs, country clubs, performances); 890 S Matlack St Apt 401 West Chester PA 19382; Start Date 10/2018; Role/Title: Independent Contractor; Not Investment Related; 8 hours per month; 0 hours per month during securities trading hours; Playing music for various groups and bands]
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Thomas Dexter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 30, 2020 - Present
EAGLE STRATEGIES LLC
Office #2: 595 E. Swedesford Road Suite 300, Wayne, PA 19087RIA
CRD#: 110826
WEST CHESTER, PA
Current
October 9, 2017 - Present
NYLIFE SECURITIES LLC
Office #1: 595 E. Swedesford Road Suite 300, Wayne, PA 19087BD
CRD#: 5167
Wayne, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/27/2023)
RR
Delaware(9/7/2018)
RR
Florida(10/11/2022)
RR
Georgia(4/15/2025)
RR
Louisiana(6/17/2025)
RR
Maryland(2/28/2020)
RR
Massachusetts(9/17/2024)
RR
New Jersey(2/5/2020)
RR
New York(5/9/2024)
RR
Ohio(10/3/2023)
RR
Pennsylvania(9/7/2018)
IAR
Pennsylvania(9/30/2020)
RR
Rhode Island(10/12/2022)
RR
Tennessee(7/25/2024)
RR
Virginia(4/23/2020)
RR
West Virginia(8/31/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/19/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
