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Jessica Nixon

CRD# 6755217·Registered 2020 - 2021
Previously Registered: Being a previously registered professional could mean that Jessica is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jessica Nixon was a registered financial advisor. Jessica was a previously registered financial professional and started their career in finance 2020 - 2021. Jessica had worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

BEL AIR SECURITIES LLC·CRD# 134953
BD
Los Angeles, CA
August 21, 2020 - August 31, 2021

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Current Firm

BA
BEL AIR SECURITIES LLC

BEL AIR SECURITIES LLC

CRD#: 134953 / SEC#: 8-66875
BD
Terminated by SEC on 10/30/2021

Contact Information

Established

Delaware since 02/09/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FIERA US HOLDING INC.SOLE MEMBER—
DANA, DEBORAH LYNNAML OFFICER/COO2427640
HALLADAY, REED ELMOCHIEF COMPLIANCE OFFICER832677
SHUMBERG, IVANA MFINANCE AND OPERATIONS PRINCIPAL3167225

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2020About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Aug 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2019About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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