Rayvon Solomon

RBC ROCHDALE

LAKE MARY, FL 32746

CRD#: 6754834

Some features on this profile are disabled

Professional summary

Rayvon Solomon, who also goes by Rayvon Ahmad Solomon, is a registered financial advisor currently at RBC ROCHDALE, LLC located in Lake Mary, Florida and CNR SECURITIES, LLC located in Lake Mary, Florida.

Rayvon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Rayvon has worked at 7 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rayvon Ahmad Solomon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rayvon Solomon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 9, 2026 - Present

RBC ROCHDALE, LLC

Office #1: 605 Crescent Executive Court Suite 320, Lake Mary, FL 32746

RIA

CRD#: 117198

LAKE MARY, FL

Current

May 20, 2026 - Present

CNR SECURITIES, LLC

Office #1: 605 Crescent Executive Court, Suite 320, Lake Mary, FL 32746-2133

CRD#: 18466

LAKE MARY, FL

Past

July 15, 2024 - February 17, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Woodridge, IL

Past

April 22, 2024 - February 17, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Woodridge, IL

Past

January 7, 2021 - January 9, 2024

CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

RIA

CRD#: 106753

Naples, FL

Past

August 21, 2020 - October 29, 2020

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Lone Tree, CO

Past

August 21, 2020 - October 29, 2020

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Lone Tree, CO

Past

April 26, 2019 - October 23, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

GREENWOOD VILLAGE, CO

Past

April 18, 2019 - October 23, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

GREENWOOD VILLAGE, CO

Past

January 12, 2019 - February 26, 2019

PRUCO SECURITIES, LLC.

CRD#: 5685

ENGLEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RBC ROCHDALE, LLC

CRD#: 117198 / SEC#: 801-27265

RIA

Registered Investment Advisory firm - (6/20/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/20/2026)

IAR

Florida
(6/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/9/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/15/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/29/2018

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

RBC ROCHDALE, LLC

CRD#: 117198 / SEC#: 801-27265

RIA

Registered Investment Advisory firm - (6/20/1986 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

400 Park Avenue 10th Floor, New York, NY 10022

Mailing Address

Phone number

(212) 702-3500

Established

Firm type

Fiscal year end

# of Employees

269

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RBC ROCHDALE INDEPENDENT CHANNEL BROCHURE (1/29/2026)

RBC ROCHDALE BANK CHANNEL BROCHURE (1/29/2026)

Regulatory assets under management

Total Number of Accounts	42,671
AUM (Assets Under Management)	$ 72,960,498,578

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/25/2026	Cover Page	Report
01/28/2025	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Daniel Conklin

HUNTER STREET INVESTMENT ADVISORS LLC

IAR

APEX, NC

Frank Barbera

ROYAL PALMS CAPITAL, LLC

ROLLING HILLS EST., CA

Johny Kashat

J.P. MORGAN SECURITIES LLC

BLOOMFIELD HILLS, MI

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Rayvon Solomon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rayvon Solomon's CRS (Customer Relationship Summary).

Certified licenses

Experience

CNR SECURITIES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

RBC ROCHDALE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/9/2024

Series 7TO

Date: 7/15/2024

SIE

Date: 11/29/2018

FINRA

Current Firm

RBC ROCHDALE, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RBC ROCHDALE, LLC

TRUST BUT VERIFY

Similar Advisors