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RS

Rayvon Solomon

CNR SECURITIES
LAKE MARY, FL 32746-2133
Some features on this profile are disabled
CRD#: 6754834
RS

Professional summary


Rayvon Solomon, who also goes by Rayvon Ahmad Solomon, is a registered financial professional currently at CNR SECURITIES, LLC located in Lake Mary, Florida.

Rayvon is registered as a RR (Registered Representative) and started their career in finance in 2019. Rayvon has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Rayvon Ahmad Solomon

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Rayvon Solomon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 20, 2026 - Present

CNR SECURITIES, LLC

Office #1: 605 Crescent Executive Court, Suite 320, Lake Mary, FL 32746-2133
BD
CRD#: 18466
LAKE MARY, FL
Past

July 15, 2024 - February 17, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Woodridge, IL
Past

April 22, 2024 - February 17, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Woodridge, IL
Past

January 7, 2021 - January 9, 2024

CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

RIA
CRD#: 106753
Naples, FL
Past

August 21, 2020 - October 29, 2020

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Lone Tree, CO
Past

August 21, 2020 - October 29, 2020

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Lone Tree, CO
Past

April 26, 2019 - October 23, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
GREENWOOD VILLAGE, CO
Past

April 18, 2019 - October 23, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
GREENWOOD VILLAGE, CO
Past

January 12, 2019 - February 26, 2019

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
ENGLEWOOD, CO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/20/2026)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 9/9/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/15/2024
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CS
CNR SECURITIES, LLC
CNR SECURITIES LLC | ROCHDALE INVESTMENT MANAGEMENT INC. | RIM SECURITIES LLC | CNR SECURITIES, LLC

CRD#: 18466 / SEC#: , 8-36759

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
400 Park Avenue 3rd Floor, New York, NY 10022
Mailing Address
400 Park Avenue 3rd Floor, New York, NY 10022
Phone number
(212) 702-3500
Established
Delaware since 10/11/2001
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CITY NATIONAL ROCHDALE HOLDINGS, LLCMANAGING MEMBER / 100% OWNER
BANUELOS, ALMA DELIABOARD DIRECTOR4530705
BARTON, RICHARD JOSEPHCHIEF COMPLIANCE OFFICER2040869
CEPLER, MITCHELL DANIELCFO AND FINOP4554270
DANIEL, JOBY SWANKUTTYBOARD DIRECTOR6616727
GIAQUINTO, GREGGPRESIDENT, CHIEF EXECUTIVE OFFICER, & BOARD DIRECTOR3182583
O'KEEFFE, IVOR PATRICKBOARD DIRECTOR2397120
RILEY, SHAWN DAVIDBOARD DIRECTOR8157413

Disclosures


Regulatory Event3
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CNR SECURITIES, LLC

CRD#: 18466Lake Mary, FL 32746-2133

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