AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Matthew Monroe

Matthew Monroe

55 WEALTH
HAUBSTADT, IN
Some features on this profile are disabled
CRD#: 6754578
Matthew Monroe

Professional summary

Matthew Monroe, CFP®, who also goes by Matt Allen Monroe, is a registered financial advisor currently at 55 WEALTH located in Haubstadt, Indiana.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Matthew has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Matt Allen Monroe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Monroe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2020

Experience

Current

January 30, 2026 - Present

55 WEALTH

RIA
CRD#: 340170
HAUBSTADT, IN
Past

October 18, 2019 - February 12, 2026

ROBERT W. BAIRD & CO. INCORPORATED

RIA
CRD#: 8158
PRINCETON, IN
Past

October 18, 2019 - February 12, 2026

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
PRINCETON, IN
Past

February 23, 2017 - October 18, 2019

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA
CRD#: 453
PRINCETON, IN
Past

February 7, 2017 - October 18, 2019

J.J.B. HILLIARD, W.L. LYONS, LLC

BD
CRD#: 453
PRINCETON, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(1/30/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/22/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/7/2017
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 8/24/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 8/24/2023
General Securities Sales Supervisor - Options Module Examination

Current Firm

5W
55 WEALTH
55 WEALTH | 55 WEALTH, LLC

CRD#: 340170 / SEC#:

Indiana
Registered Investment Advisory firm - (1/30/2026 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Haubstadt, IN
Mailing Address
Phone number
(812) 632-0824
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

55 WEALTH

CRD#: 340170Haubstadt, IN

TRUST BUT VERIFY

Monitor Matthew Monroe

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.