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LM

Leah Mcquade

LOCKTON INVESTMENT SECURITIES
DENVER, CO 80237
CRD#: 6754494
Some features on this profile are disabled
LM
Leah McquadeLOCKTON INVESTMENT SECURITIES

Professional summary

Leah Mcquade, who also goes by Leah Ruth Atyeo Velarde, Leah Ruth Atyeo, Leah Ruth Atyeovelarde, Leah Atyeo Mcquade, Leah Ruth Mcquade, is a registered financial professional currently at LOCKTON INVESTMENT SECURITIES, LLC located in Denver, Colorado.

Leah is registered as a RR (Registered Representative) and started their career in finance in 2026. Leah has worked at 1 firm and has passed the Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Leah Ruth Atyeo Velarde | Leah Ruth Atyeo | Leah Ruth Atyeovelarde | Leah Atyeo Mcquade | Leah Ruth Mcquade

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Leah Mcquade's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 12, 2026 - Present

LOCKTON INVESTMENT SECURITIES, LLC

Office #1: 8110 E Union Suite 100, Denver, CO 80237
BD
CRD#: 137476
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(5/12/2026)

Exams

General Industry/Product Exam
RR
Series 6TO
Date: 5/12/2026
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/27/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

LI
LOCKTON INVESTMENT SECURITIES, LLC
LOCKTON FINANCIAL ADVISORS, LLC | LOCKTON INVESTMENT SECURITIES, LLC | LOCKTON INVESTMENT SECURITIES SERVICES, LLC

CRD#: 137476 / SEC#: , 8-67090

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
444 W. 47th Street Suite 900, Kansas City, MO 64112
Mailing Address
444 W. 47th Street Suite 900, Kansas City, MO 64112
Phone number
(816) 960-9000
Established
Missouri since 05/01/2016
Firm type
Limited Liability Company
Fiscal year end
April
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LOCKTON INSURANCE AGENCY, LLC DBA LOCKTON COMPANIESCORPORATE UNIT HOLDER
CLARK, SUZETTE MICHELLEPRESIDENT3153620
HAYES, SUSAN ANNFINOP, CFO2856326
LOCKTON MANAGEMENT, LLCMANAGER
PATTEN, DEIRDRE MARIANCCO1357509

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LOCKTON INVESTMENT SECURITIES, LLC

CRD#: 137476Denver, CO 80237

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