Alexandra N. Dear
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexandra Nita Dear, who also goes by Alexander Nita Dear, Allie Nita Dear, Alexander Nita Oettinger, Alexandra Nita Oettinger, Allie Nita Oettinger, was a registered financial professional .
Alexandra is a previously registered financial professional and started their career in finance in 2018. Alexandra had worked at 2 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2021 - February 28, 2022
GROVE POINT ADVISORS, LLC
March 29, 2021 - February 28, 2022
GROVE POINT INVESTMENTS, LLC
March 26, 2021 - April 9, 2021
GROVE POINT INVESTMENTS, LLC
July 23, 2018 - March 28, 2019
GROVE POINT INVESTMENTS, LLC
May 29, 2018 - March 28, 2019
GROVE POINT INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
GROVE POINT ADVISORS, LLC
CRD#: 313171 / SEC#: 801-56879
Contact information
Regulatory assets under management
| Total Number of Accounts | 9,556 |
| AUM (Assets Under Management) | $ 2,470,347,917 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 10/26/2023 | ||
| 02/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
