Teigyoku Springer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teigyoku Springer, who also goes by Teigyoku S Springer, Teigyoku Son Springer, Sunny Springer, was a registered financial professional .
Teigyoku is a previously registered financial professional and started their career in finance in 2018. Teigyoku had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2022 - April 29, 2026
SANCTUARY ADVISORS, LLC
October 28, 2022 - April 29, 2026
SANCTUARY SECURITIES, INC.
October 13, 2021 - December 15, 2021
PARK AVENUE SECURITIES LLC
May 15, 2020 - December 15, 2021
PARK AVENUE SECURITIES LLC
January 11, 2019 - April 22, 2020
MML INVESTORS SERVICES, LLC
September 27, 2018 - December 4, 2018
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
SANCTUARY ADVISORS, LLC
CRD#: 226606 / SEC#: 801-99364
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 2/2/2024
General Securities Representative ExaminationCurrent Firm
SANCTUARY ADVISORS, LLC
CRD#: 226606 / SEC#: 801-99364
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 55,540 |
| AUM (Assets Under Management) | $ 27,696,000,000 |
Red Flags
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