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JL

Jared L. Lucero

FORESIDE FINANCIAL SERVICES
Palm Harbor, FL
Some features on this profile are disabled
CRD#: 6753518
JL

Professional summary

Jared L Lucero, who also goes by Jared L Lucero, Jared Lee Lucero, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Palm Harbor, Florida and FORESIDE GLOBAL SERVICES, LLC located in Palm Harbor, Florida.

Jared is registered as a RR (Registered Representative) and started their career in finance in 2017. Jared has worked at 14 firms and has passed the Series 66, SIE, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jared L Lucero | Jared Lee Lucero

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Uber Address: 121 Annwood Road, Palm Harbor, FL, 34685, United States Activity Type: Part-Time Activity/Employment Position/Title: Associate/Employee Investment Related: No Start Date: 02/10/2025 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Would do uber eats deliveries once/twice a week for extra income

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jared L Lucero's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 10, 2025 - Present

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
Palm Harbor, FL
Current

June 10, 2025 - Present

FORESIDE GLOBAL SERVICES, LLC

BD
CRD#: 147382
Palm Harbor, FL
Current

June 10, 2025 - Present

PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC

BD
CRD#: 143809
Palm Harbor, FL
Current

June 10, 2025 - Present

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
Palm Harbor, FL
Current

June 10, 2025 - Present

STERLING CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 103934
Palm Harbor, FL
Current

June 10, 2025 - Present

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
Palm Harbor, FL
Current

June 10, 2025 - Present

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Palm Harbor, FL
Current

June 10, 2025 - Present

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
Palm Harbor , FL
Past

December 4, 2023 - June 2, 2025

CARILLON FUND DISTRIBUTORS, INC.

BD
CRD#: 139749
ST. PETERSBURG, FL
Past

March 4, 2020 - June 2, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
St Petersburg, FL
Past

March 3, 2020 - June 2, 2025

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
ST. PETERSBURG, FL
Past

March 3, 2020 - June 2, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST PETERSBURG, FL
Past

March 3, 2020 - June 2, 2025

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

April 30, 2018 - September 21, 2018

MORGAN STANLEY

RIA
CRD#: 149777
Tampa, FL
Past

April 30, 2018 - September 21, 2018

MORGAN STANLEY

BD
CRD#: 149777
Tampa, FL
Past

August 18, 2017 - March 19, 2018

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
TAMPA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/10/2025)
RR
Maine
(6/10/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/13/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/21/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/18/2017
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/29/2021
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/12/2020
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORESIDE FUNDS DISTRIBUTORS LLC
440 FINANCIAL DISTRIBUTORS, INC. | PFPC DISTRIBUTORS, INC. | FORESIDE FUNDS DISTRIBUTORS LLC | FIRST DATA DISTRIBUTORS, INC. | BNY MELLON DISTRIBUTORS LLC | BNY MELLON DISTRIBUTORS INC.

CRD#: 31334 / SEC#: , 8-45467

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/30/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS LLCDIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNEVP/CHIEF COMPLIANCE OFFICER1137783
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334Palm Harbor, FL

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