Tyrone Rivers

SCHWAB WEALTH ADVISORY

Indianapolis, IN 46240-2482

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CRD#: 6753420

Professional summary

Tyrone Rivers, CFP®, who also goes by Tyrone Rivers Jr, Tyrone Rivers Jr., Tyrone Rivers, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Indianapolis, Indiana and CHARLES SCHWAB & CO., INC. located in Indianapolis, Indiana.

Tyrone is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Tyrone has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tyrone Rivers Jr | Tyrone Rivers Jr. | Tyrone Rivers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyrone Rivers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

June 3, 2021 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482

RIA

CRD#: 159035

Indianapolis, IN

Current

June 1, 2021 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482

RIA

CRD#: 5393

Indianapolis, IN

Past

October 3, 2019 - May 5, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

JACKSONVILLE, FL

Past

September 10, 2019 - April 13, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

INDIANAPOLIS, IN

Past

May 2, 2019 - September 10, 2019

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

JACKSONVILLE, FL

Past

April 9, 2019 - September 10, 2019

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

JACKSONVILLE, FL

Past

September 26, 2018 - April 11, 2019

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Fort Lauderdale, FL

Past

August 27, 2018 - April 11, 2019

TD AMERITRADE, INC.

RIA

CRD#: 7870

FT. LAUDERDALE, FL

Past

August 24, 2018 - April 11, 2019

TD AMERITRADE, INC.

CRD#: 7870

FT. LAUDERDALE, FL

Past

December 11, 2017 - August 6, 2018

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Indianapolis, IN

Past

May 30, 2017 - August 6, 2018

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Indianapolis, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/14/2022)

Arizona
(3/7/2024)

Arkansas
(6/9/2022)

California
(2/7/2024)

District of Columbia
(8/22/2024)

Florida
(3/14/2022)

Georgia
(8/9/2021)

Hawaii
(5/29/2025)

Illinois
(6/1/2021)

IAR

Indiana
(6/3/2021)

Indiana
(1/2/2025)

Kentucky
(6/9/2022)

Maine
(2/7/2024)

Maryland
(6/9/2022)

Massachusetts
(2/7/2024)

Michigan
(8/24/2021)

Minnesota
(6/1/2021)

Missouri
(6/1/2021)

New Hampshire
(9/26/2022)

New Jersey
(9/19/2023)

New York
(2/7/2024)

North Carolina
(9/26/2022)

Ohio
(1/2/2025)

Pennsylvania
(8/9/2021)

South Carolina
(12/12/2022)

South Dakota
(6/12/2025)

Tennessee
(6/9/2022)

IAR

Texas
(6/3/2021)

Texas
(5/24/2023)

Virginia
(1/18/2024)

Washington
(3/7/2024)

West Virginia
(9/25/2024)

Wisconsin
(6/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/11/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/8/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/30/2017

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tyrone Rivers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyrone Rivers's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/11/2017

Series 63

Date: 6/8/2017

SIE

Date: 10/1/2018

Series 7

Date: 5/30/2017

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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