Timothy W. Woodhouse

ARIES WEALTH MANAGEMENT

Portland, ME 04101

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CRD#: 6753093

Professional summary

Timothy Wurts Woodhouse is a registered financial advisor currently at ARIES WEALTH MANAGEMENT, LLC located in Portland, Maine.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Timothy has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Finance Committee member of non-profit: Shalom House Inc, Portland, ME 04101, provides guidance as a committee member and commits roughly 3 hours per month to organization. Does not maintain any direct account authority over investments or cash.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Wurts Woodhouse's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2019 - Present

ARIES WEALTH MANAGEMENT, LLC

Office #1: 70 Center Street 2nd Floor, Portland, ME 04101

RIA

CRD#: 175477

Portland, ME

Past

February 15, 2017 - March 6, 2019

CRIBSTONE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 174974

AUGUSTA, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARIES WEALTH MANAGEMENT, LLC

ARIES WEALTH MANAGEMENT | ARIES WEALTH MANAGEMENT, LLC

CRD#: 175477 / SEC#: 801-86180

RIA

Registered Investment Advisory firm - (4/17/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(3/6/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/23/2017

Uniform Investment Adviser Law Examination

Current Firm

ARIES WEALTH MANAGEMENT, LLC

ARIES WEALTH MANAGEMENT | ARIES WEALTH MANAGEMENT, LLC

CRD#: 175477 / SEC#: 801-86180

RIA

Registered Investment Advisory firm - (4/17/2015 Approved)

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Contact information

Main Address

70 Center Street 2nd Floor, Portland, ME 04101

Mailing Address

Phone number

(207) 536-0530

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE - ARIES WEALTH MANAGEMENT, LLC (4/30/2025)

Regulatory assets under management

Total Number of Accounts	593
AUM (Assets Under Management)	$ 530,707,864

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/25/2024	Cover Page	Report
10/19/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy W. Woodhouse

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Wurts Woodhouse's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARIES WEALTH MANAGEMENT, LLC

CRIBSTONE CAPITAL MANAGEMENT, LLC

Primary Firm SEC Registration

ARIES WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/23/2017

Current Firm

ARIES WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ARIES WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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