MB

Michael H. Beven

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CRD#: 6753072
MB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Hyeong-seok Beven, who also goes by Michael Beven, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2017. Michael had worked at 3 firms and has passed the Series 7TO, Series 57TO, SIE, Series 57 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michael Beven

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 31, 2024 - March 9, 2026

SUMMIT SECURITIES GROUP LLC

BD
CRD#: 159283
New York, NY
Past

March 13, 2019 - July 21, 2021

SEA OTTER SECURITIES GROUP LLC

BD
CRD#: 171630
NEW YORK, NY
Past

April 3, 2017 - March 4, 2019

VOLANT LIQUIDITY, LLC

BD
CRD#: 150063
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 7TO
Date: 8/9/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 8/9/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 57
Date: 4/3/2017
Securities Trader Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/29/2025
General Securities Principal Examination

Current Firm


SS
SUMMIT SECURITIES GROUP LLC
CLEAR STREET MARKETS LLC | WHITE BAY PT LLC | SUMMIT SECURITIES GROUP, LLC | SUMMIT SECURITIES GROUP LLC | CLEAR STREET MARKETS, LLC

CRD#: 159283 / SEC#: , 8-68977

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
55 Broadway Suite 2102, New York, NY 10006
Mailing Address
55 Broadway Suite 2102, New York, NY 10006
Phone number
(646) 532-6435
Established
Delaware since 09/02/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
SUMMIT SECURITIES MANAGEMENT LLCSOLE MEMBER
DEMARTINO, FRANK PHILIPCCO1403655
GULKOWITZ, ELLIOTCEO/POO5552025
LAU, HOLAM HOLLYCOO6574459
NIMCHINSKY, AKIVA MEIRFINOP/CFO/PFO5219594

Disclosures


Regulatory Event10

Red Flags


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Company Information


SUMMIT SECURITIES GROUP LLC

CRD#: 159283

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