Alexander J. Liepman

KINGWOOD INVESTMENT GROUP

Kingwood, TX 77339

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CRD#: 6752932

Professional summary

Alexander Joseph Liepman is a registered financial advisor currently at KINGWOOD INVESTMENT GROUP located in Kingwood, Texas.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Alexander has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) GULF VIEW RETIREMENT SOLUTIONS, PLLC POSITION: Investment Professional NATURE: Investment management and financial planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 07/21/2020 ADDRESS: 201 River Pointe Dr # 118, Conroe, TX 77304 , United States DESCRIPTION: Investment management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Joseph Liepman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 16, 2025 - Present

KINGWOOD INVESTMENT GROUP

Office #1: 22001 Northpark Drive Suite 245, Kingwood, TX 77339

RIA

CRD#: 330330

Kingwood, TX

Past

November 9, 2017 - May 16, 2025

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

The Woodlands, TX

Past

October 5, 2017 - May 16, 2025

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

The Woodlands, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/9/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/2017

General Securities Representative Examination

Current Firm

KINGWOOD INVESTMENT GROUP

KINGWOOD INVESTMENT GROUP | KINGWOOD INVESTMENT GROUP, LLC

CRD#: 330330 / SEC#:

Texas

Registered Investment Advisory firm - (5/9/2024 Approved)

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Contact information

Main Address

22001 Northpark Drive Suite 245, Kingwood, TX 77339

Mailing Address

Phone number

(281) 359-7900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	376
AUM (Assets Under Management)	$ 85,134,097

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alexander J. Liepman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Joseph Liepman's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINGWOOD INVESTMENT GROUP

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/9/2017

SIE

Date: 10/1/2018

Series 7

Date: 10/5/2017

Current Firm

KINGWOOD INVESTMENT GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KINGWOOD INVESTMENT GROUP

TRUST BUT VERIFY

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