Adam G. Saubel
SAUBEL FINANCIAL GROUP
York, PA
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CRD#: 6752249
Professional summary
Adam Gregory Saubel, CFP®, ChFC®, CLU®, who also goes by Adam Saubel, is a registered financial advisor currently at SAUBEL FINANCIAL GROUP located in York, Pennsylvania.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Adam has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam Saubel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 50% OWNER, TBD LLC, TBD, TBD, , PENNSYLVANIA, 17327, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 1/10/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MY SISTER AND I ARE LOOKING TO BUY A HOUSE, BUT HOLD IT IN AN LLC FOR FUTURE RENTAL PURPOSES. 2. GENERAL EMPLOYMENT, SAUBEL'S MARKETS , 65 E. FORREST AVE., SHREWSBURY, , PENNSYLVANIA, 17361, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 11/3/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ASSOCIATE 3. ASSISTANT TREASURER, MARGARET E. MOUL HOME, 2050 BARLEY RD, YORK, , PENNSYLVANIA, 17408, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 2/11/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ASSISTANT TREASURER FOR YORK COUNTY CEREBRAL PALSY HOME. 4. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 5. FINANCE COMMITTEE MEMBER, NORTHERN CENTRAL RAILWAY, 2 W. MAIN ST, NEW FREEDOM, , PENNSYLVANIA, 17349, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 01/12/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SERVE ON THE FINANCE COMMITTEE TO HELP WITH BUDGETING, TICKET PRICING FOR THE RIDES, HELPING WITH DATA ANALYSIS ON THE MERCHANDISE / STORE AND HELP WITH LOOKING FOR STATE FUNDED GRANTS AND OTHER THINGS OF THAT NATURE 6. VICE CHAIR, CHILDREN'S AID SOCIETY, 343 LINCOLN WAY W, NEW OXFORD, , PENNSYLVANIA, 17350, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 2/10/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, VICE CHAIR - GENERAL BOARD SUPPORT AND FUNCTIONALITY, REPORTING THINGS FROM OFFICER MEETING TO ENTIRE BOARD, Non investment realated. 7. 100% OWNER, 137 CORDILLO PARKWAY UNIT 7105, 137 CORDILLO PARKWAY UNIT 7105, HILTON HEAD ISLAND, , SOUTH CAROLINA, 29928, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 06/24/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNING A BEACH PROPERTY WHICH WILL BE LISTED AS A SHORT TERM RENTAL AS WELL FOR TIMES WHEN NOT BEING PERSONALLY USED 8. GENERAL BOARD MEMBER, LEADERSHIP YORK, 238 N GEORGE ST, YORK, , PENNSYLVANIA, 17401, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 01/04/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED. 9. ADJUNCT FACULTY, ELIZABETHTOWN COLLEGE, 1 Alpha Dr, ELIZABETHTOWN, PA 17022 START DATE: 02/2024 TO PRESENT, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Gregory Saubel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
April 29, 2024 - Present
SAUBEL FINANCIAL GROUP
RIA
CRD#: 330604
York, PA
Past
March 5, 2018 - February 16, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
LANCASTER, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(8/20/2024)
IAR
Pennsylvania(4/29/2024)
IAR
Texas(6/17/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SF
SAUBEL FINANCIAL GROUP
SAUBEL FINANCIAL GROUP | SAUBEL FINANCIAL GROUP LLC
CRD#: 330604 / SEC#:
New Jersey
Registered Investment Advisory firm - (8/20/2024 Approved)Pennsylvania
Registered Investment Advisory firm - (4/29/2024 Approved)Texas
Registered Investment Advisory firm - (5/9/2024 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
York, PA
Mailing Address
Po Box 60, York, PA 17407
Phone number
(717) 216-0033
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 210 |
| AUM (Assets Under Management) | $ 13,348,322 |
Red Flags
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