Jingwei Li
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jingwei Li was a registered financial professional .
Jingwei is a previously registered financial professional and started their career in finance in 2017. Jingwei had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2017 - January 28, 2020
CONSEQUENT CAPITAL MANAGEMENT, LLC
Primary Firm SEC Registration
CONSEQUENT CAPITAL MANAGEMENT, LLC
CRD#: 285262 / SEC#: 801-108429
State Registrations and Notice Filings
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Exams
Current Firm
CONSEQUENT CAPITAL MANAGEMENT, LLC
CRD#: 285262 / SEC#: 801-108429
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 639,314,564 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
