Tori N. Glass

QUADCAP WEALTH MANAGEMENT

FRISCO, TX 75034

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CRD#: 6752070

Professional summary

Tori Nichole Glass, who also goes by Tori Nichole Denton, is a registered financial advisor currently at QUADCAP WEALTH MANAGEMENT, LLC located in Frisco, Texas.

Tori is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Tori has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tori Nichole Denton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tori Nichole Glass's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 7, 2024 - Present

QUADCAP WEALTH MANAGEMENT, LLC

Office #1: 2600 Network Blvd Suite 300, Frisco, TX 75034

RIA

CRD#: 151490

FRISCO, TX

Past

September 17, 2020 - March 1, 2024

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Dallas, TX

Past

April 24, 2019 - March 1, 2024

MML INVESTORS SERVICES, LLC

CRD#: 10409

Dallas, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUADCAP WEALTH MANAGEMENT, LLC

CRD#: 151490 / SEC#: 801-79483

RIA

Registered Investment Advisory firm - (4/17/2014 Approved)

Louisiana

Registered Investment Advisory firm - (5/12/2014 Terminated)

Mississippi

Registered Investment Advisory firm - (5/8/2014 Terminated)

Texas

Registered Investment Advisory firm - (5/5/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/31/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/24/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/30/2019

Securities Industry Essentials Examination

Current Firm

QUADCAP WEALTH MANAGEMENT, LLC

CRD#: 151490 / SEC#: 801-79483

RIA

Registered Investment Advisory firm - (4/17/2014 Approved)

Louisiana

Registered Investment Advisory firm - (5/12/2014 Terminated)

Mississippi

Registered Investment Advisory firm - (5/8/2014 Terminated)

Texas

Registered Investment Advisory firm - (5/5/2014 Terminated)

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Contact information

Main Address

2600 Network Blvd Suite 300, Frisco, TX 75034

Mailing Address

Phone number

(972) 818-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - QUADCAP (1/7/2026)

Regulatory assets under management

Total Number of Accounts	1,764
AUM (Assets Under Management)	$ 1,136,687,690

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
01/28/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tori N. Glass

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tori Nichole Glass's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUADCAP WEALTH MANAGEMENT, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

QUADCAP WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/31/2020

Series 7TO

Date: 4/24/2019

SIE

Date: 1/30/2019

Current Firm

QUADCAP WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

QUADCAP WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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