Boyun S. Liu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Boyun Sebastian Liu, who also goes by Bo-yun Liu, Boyun Liu, was a registered financial professional .
Boyun is a previously registered financial professional and started their career in finance in 2017. Boyun had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2023 - August 23, 2023
LFT SECURITIES, LLC
March 13, 2017 - March 15, 2021
SCOTIA CAPITAL (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LFT SECURITIES, LLC
CRD#: 290210 / SEC#: , 8-70015
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LUMA FINANCIAL TECHNOLOGIES, LLC | OWNER, SOLE MEMBER | |
| BONACCI, TIMOTHY JOHN | PRESIDENT & CEO | 4194271 |
| JENKINS, ROBERT PATRICK | CHIEF FINANCIAL OFFICER | 6030790 |
| POGAN, DONALD | COO & POO | 5611677 |
| RUSSELL, SARAH DETLING | PRINCIPAL FINANCIAL OFFICER & FINOP | 6727189 |
| STACHE, PAUL GERARD | CHIEF COMPLIANCE OFFICER | 1170097 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
