Stephen Dudek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Dudek was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2017. Stephen had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2018 - December 1, 2023
ACCESS INVESTMENT ADVISORS INC
February 15, 2017 - October 12, 2017
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ACCESS INVESTMENT ADVISORS INC
CRD#: 109006 / SEC#: 801-56436
Contact information
Regulatory assets under management
| Total Number of Accounts | 632 |
| AUM (Assets Under Management) | $ 217,920,403 |
Red Flags
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