MH
Marcus H. Hafner
MCNALLY FINANCIAL SERVICES
Georgetown, TX
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CRD#: 6751450
MH
Professional summary
Marcus Hans Hafner Jr, who also goes by Marcus Haas Hafner Jr, Marcus Hans Hafner, Marcus Hafner, is a registered financial advisor currently at MCNALLY FINANCIAL SERVICES CORPORATION located in Georgetown, Texas.
Marcus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Marcus has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marcus Haas Hafner Jr | Marcus Hans Hafner | Marcus Hafner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NBG Home - Corporate Finance Contractor - financial modeling and forecasting - non-investment related - 12303 Technology Blvd, Suite 950, Austin Texas 78727 - Start date 1/2/2024 - Approx 20-25 hours a month - during trading hours. Two Seven Investments LLC - Family owned real estate business. Managing member. Non-investment related. Start date December 3, 2020. Few hours a month during non-trading hours. Manage operations, including financials and tenant communications. LMC Landscape Partners - Contractor - Update and improve cashflow models, work with accounting and finance departments to build KPI reporting, and help with ERP implementation for KPI and cashflow management. Non-investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Marcus Hans Hafner Jr's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Marcus Hans Hafner Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2019 - Present
MCNALLY FINANCIAL SERVICES CORPORATION
RIA
BD
CRD#: 121196
Georgetown, TX
Current
October 11, 2019 - Present
MCNALLY FINANCIAL SERVICES CORPORATION
Office #1: 16414 San Pedro Suite 930, San Antonio, TX 78232RIA
BD
CRD#: 121196
San Antonio, TX
Past
September 12, 2017 - September 20, 2019
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
AUSTIN, TX
Past
May 3, 2017 - September 20, 2019
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
AUSTIN, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(12/5/2019)
RR
Texas(10/11/2019)
IAR
Texas(10/11/2019)
RR
Washington(11/14/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MF
MCNALLY FINANCIAL SERVICES CORPORATION
MCNALLY FINANCIAL SERVICES CORPORATION
CRD#: 121196 / SEC#: , 8-65388
California
Registered Investment Advisory firm - SEC (11/9/2009 Approved)Florida
Registered Investment Advisory firm - SEC (3/4/2016 Approved)Nevada
Registered Investment Advisory firm - SEC (8/27/2014 Approved)North Carolina
Registered Investment Advisory firm - SEC (10/10/2022 Approved)Texas
Registered Investment Advisory firm - SEC (8/20/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
16414 San Pedro Suite 930, San Antonio, TX 78232-5185
Mailing Address
P.o. Box 701928, San Antonio, TX 78270-1928
Phone number
(210) 545-7080
Established
Texas since 04/11/2002
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
29
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCNALLY, DAVID DORN | CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER | 839798 |
Regulatory assets under management
| Total Number of Accounts | 142 |
| AUM (Assets Under Management) | $ 25,149,615 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
