Kim T. Dang

WHALEN FINANCIAL

LAS VEGAS, NV 89113

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CRD#: 6751208

Professional summary

Kim Thanh Dang, who also goes by Kim Dang, Thanh Kim Dang, is a registered financial advisor currently at WHALEN FINANCIAL located in Las Vegas, Nevada.

Kim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Kim has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Kim Dang | Thanh Kim Dang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kim Thanh Dang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2026 - Present

WHALEN FINANCIAL

Office #1: 7160 Rafael Rivera Way Suite 220, Las Vegas, NV 89113

RIA

CRD#: 311869

LAS VEGAS, NV

Past

May 1, 2023 - May 1, 2026

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

HENDERSON, NV

Past

April 26, 2023 - May 1, 2026

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

HENDERSON, NV

Past

March 2, 2021 - April 19, 2023

WHALEN FINANCIAL

RIA

CRD#: 311869

LAS VEGAS, NV

Past

January 20, 2021 - April 6, 2023

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Las Vegas, NV

Past

October 7, 2019 - January 25, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

LAS VEGAS, NV

Past

September 27, 2019 - January 25, 2021

LPL FINANCIAL LLC

CRD#: 6413

LAS VEGAS, NV

Past

April 10, 2018 - August 1, 2019

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Newport Beach, CA

Past

November 17, 2017 - July 8, 2019

MIRAMONTES CAPITAL, LLC

RIA

CRD#: 264786

NEWPORT BEACH, CA

Past

September 5, 2017 - October 31, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SEAL BEACH, CA

Past

April 11, 2017 - October 31, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SEAL BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WHALEN FINANCIAL

WHALEN ENTERPRISES INC. | WHALEN WEALTH MANAGEMENT INC. | WHALEN FINANCIAL

CRD#: 311869 / SEC#: 801-120102

RIA

Registered Investment Advisory firm - (1/4/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(7/8/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/1/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/10/2017

General Securities Representative Examination

Current Firm

WHALEN FINANCIAL

WHALEN ENTERPRISES INC. | WHALEN WEALTH MANAGEMENT INC. | WHALEN FINANCIAL

CRD#: 311869 / SEC#: 801-120102

RIA

Registered Investment Advisory firm - (1/4/2021 Approved)

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Contact information

Main Address

7160 Rafael Rivera Way Suite 220, Las Vegas, NV 89113

Mailing Address

Phone number

(702) 878-3900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- WHALEN WEALTH MANAGEMENT INC. DBA WHALEN FINANCIAL (10/22/2025)

Regulatory assets under management

Total Number of Accounts	834
AUM (Assets Under Management)	$ 192,271,610

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kim T. Dang

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kim Thanh Dang's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

WHALEN FINANCIAL

PURSHE KAPLAN STERLING INVESTMENTS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PURSHE KAPLAN STERLING INVESTMENTS

MIRAMONTES CAPITAL, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

WHALEN FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 9/1/2017

SIE

Date: 10/1/2018

Series 7

Date: 4/10/2017

Current Firm

WHALEN FINANCIAL

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WHALEN FINANCIAL

TRUST BUT VERIFY

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