Karthik Venkat Eswar

RISKNEUTRAL

Mason, OH 45040

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CRD#: 6751121

Professional summary

Karthik Venkat Eswar is a registered financial advisor currently at RISKNEUTRAL, LLC located in Mason, Ohio.

Karthik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Karthik has worked at 1 firm and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karthik Venkat Eswar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 22, 2017 - Present

RISKNEUTRAL, LLC

Office #1: 4770 Duke Drive Suite 109, Mason, OH 45040

RIA

CRD#: 286116

Mason, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/22/2017)

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Exams

State Security Law Exam

IAR

Series 65

Date: 11/14/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 12/5/2015

National Commodity Futures Examination

Current Firm

RISKNEUTRAL, LLC

RISK NEUTRAL, LLC | RISKNEUTRAL, LLC

CRD#: 286116 / SEC#:

Ohio

Registered Investment Advisory firm - (3/22/2017 Approved)

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Contact information

Main Address

4770 Duke Drive Suite 109, Mason, OH 45040

Mailing Address

Phone number

(513) 792-2219

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 20,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Karthik Venkat Eswar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karthik Venkat Eswar's CRS (Customer Relationship Summary).

Certified licenses

Experience

RISKNEUTRAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/14/2015

Series 3

Date: 12/5/2015

Current Firm

RISKNEUTRAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RISKNEUTRAL, LLC

TRUST BUT VERIFY

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