Sean Hantes

THE PITTI GROUP WEALTH MANAGEMENT

Victor, NY 14564

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CRD#: 6751100

Professional summary

Sean Hantes is a registered financial advisor currently at THE PITTI GROUP WEALTH MANAGEMENT, LLC located in Victor, New York.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Sean has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed Insurance Agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Less than 5% of time during the month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Hantes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 16, 2025 - Present

THE PITTI GROUP WEALTH MANAGEMENT, LLC

Office #1: 590 Fishers Station Drive Suite 110, Victor, NY 14564

RIA

CRD#: 314685

Victor, NY

Past

August 2, 2024 - May 9, 2025

VANDERBILT ADVISORY SERVICES

RIA

CRD#: 116537

Rochester, NY

Past

August 2, 2024 - May 9, 2025

VANDERBILT SECURITIES, LLC

CRD#: 5953

Rochester,, NY

Past

May 11, 2022 - August 2, 2024

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

Rochester, NY

Past

May 11, 2022 - August 2, 2024

CADARET, GRANT & CO., INC.

CRD#: 10641

Rochester, NY

Past

June 9, 2017 - March 3, 2022

EDWARD JONES

RIA

CRD#: 250

ROCHESTER, NY

Past

March 22, 2017 - March 3, 2022

EDWARD JONES

CRD#: 250

ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE PITTI GROUP WEALTH MANAGEMENT, LLC

THE PITTI GROUP | THE PITTI GROUP WEALTH MANAGEMENT, LLC

CRD#: 314685 / SEC#: 801-121652

RIA

Registered Investment Advisory firm - (7/1/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/7/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/22/2017

General Securities Representative Examination

Current Firm

THE PITTI GROUP WEALTH MANAGEMENT, LLC

THE PITTI GROUP | THE PITTI GROUP WEALTH MANAGEMENT, LLC

CRD#: 314685 / SEC#: 801-121652

RIA

Registered Investment Advisory firm - (7/1/2021 Approved)

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Contact information

Main Address

590 Fishers Station Drive Suite 110, Victor, NY 14564

Mailing Address

Phone number

(585) 337-4000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PITTI GROUP DISCLOSURE BROCHURE, WRAP FEE PROGRAM AND BROCHURE SUPPLEMENTS (5/21/2025)

Regulatory assets under management

Total Number of Accounts	1,298
AUM (Assets Under Management)	$ 337,907,687

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sean Hantes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Hantes's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANDERBILT ADVISORY SERVICES

VANDERBILT SECURITIES, LLC

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

THE PITTI GROUP WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/7/2017

SIE

Date: 10/1/2018

Series 7

Date: 3/22/2017

Current Firm

THE PITTI GROUP WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE PITTI GROUP WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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