Cole V. Leonida

JOHN MOORE & ASSOCIATES

SCOTTSDALE, AZ 85260

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CRD#: 6750989

Professional summary

Cole Vance Leonida, CFP® is a registered financial advisor currently at JOHN MOORE & ASSOCIATES INC located in Scottsdale, Arizona.

Cole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Cole has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ColeLeonida.com Address: ,Highlands Ranch, CO Nature of the Business: Business Owner Position/Title: Proprietor/Owner Investment Related:No Start Date: 12/09/2020 Hours per month devoted to this business: 20 Hours per month devoted to this business during trading hours: 0 Description of duties: I own and operate a personal brand website and social media platform

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Vance Leonida's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

December 23, 2021 - Present

JOHN MOORE & ASSOCIATES INC

Office #1: 14500 N Northsight Blvd., Scottsdale, AZ 85260

RIA

CRD#: 109791

SCOTTSDALE, AZ

Past

November 5, 2018 - July 19, 2021

CAPITAL FINANCIAL GROUP, INC.

RIA

CRD#: 111709

GREENWOOD VILLAGE, CO

Past

July 12, 2018 - July 19, 2018

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

GREENWOOD VILLAGE, CO

Past

July 11, 2018 - July 20, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

GREENWOOD VILLAGE, CO

Past

June 19, 2017 - June 25, 2018

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

DENVER, CO

Past

April 6, 2017 - June 25, 2018

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOHN MOORE & ASSOCIATES INC

CRD#: 109791 / SEC#: 801-55123

RIA

Registered Investment Advisory firm - (1/9/1998 Approved)

Ohio

Registered Investment Advisory firm - (1/8/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(12/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/16/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/5/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/6/2017

General Securities Representative Examination

Current Firm

JOHN MOORE & ASSOCIATES INC

CRD#: 109791 / SEC#: 801-55123

RIA

Registered Investment Advisory firm - (1/9/1998 Approved)

Ohio

Registered Investment Advisory firm - (1/8/2021 Terminated)

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Contact information

Main Address

8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113

Mailing Address

Phone number

(505) 881-5100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JMA ADV PART 2A 3/31/2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,723
AUM (Assets Under Management)	$ 970,185,554

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Cole V. Leonida

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Vance Leonida's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL FINANCIAL GROUP, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

JOHN MOORE & ASSOCIATES INC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/16/2017

Series 63

Date: 5/5/2017

SIE

Date: 10/1/2018

Series 7

Date: 4/6/2017

Current Firm

JOHN MOORE & ASSOCIATES INC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOHN MOORE & ASSOCIATES INC

TRUST BUT VERIFY

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