Michael A. Wenc

ROBINHOOD ASSET MANAGEMENT

Chicago, IL

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CRD#: 6750731

Professional summary

Michael Anthony Wenc, who also goes by Michael Wenc, Mike Wenc, is a registered financial advisor currently at ROBINHOOD ASSET MANAGEMENT located in Chicago, Illinois and ROBINHOOD FINANCIAL, LLC located in Chicago, Illinois.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Michael has worked at 6 firms and has passed the Series 66, Series 3, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Wenc | Mike Wenc

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Wenc's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 18, 2025 - Present

ROBINHOOD ASSET MANAGEMENT

RIA

CRD#: 323736

Chicago, IL

Current

June 3, 2025 - Present

ROBINHOOD FINANCIAL, LLC

Office #1: 151 N Franklin St Floor 29, Chicago, IL 60606

CRD#: 165998

Chicago, IL

Past

September 5, 2023 - May 20, 2025

MORGAN STANLEY

RIA

CRD#: 149777

Chicago, IL

Past

March 16, 2023 - May 20, 2025

MORGAN STANLEY

CRD#: 149777

Chicago, IL

Past

June 13, 2018 - September 5, 2023

HARRISDIRECT LLC

RIA

CRD#: 42159

Chicago, IL

Past

June 12, 2018 - September 5, 2023

E*TRADE SECURITIES LLC

CRD#: 29106

CHICAGO, IL

Past

June 28, 2017 - June 2, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ROLLING MEADOWS, IL

Past

May 2, 2017 - June 2, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ROLLING MEADOWS, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBINHOOD ASSET MANAGEMENT

RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT

CRD#: 323736 / SEC#: 801-127371

RIA

Registered Investment Advisory firm - (1/14/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/3/2025)

Alaska
(6/3/2025)

Arizona
(6/3/2025)

Arkansas
(6/3/2025)

California
(6/3/2025)

IAR

California
(8/18/2025)

Colorado
(6/3/2025)

Connecticut
(6/3/2025)

Delaware
(6/3/2025)

District of Columbia
(6/3/2025)

Florida
(6/3/2025)

Georgia
(6/3/2025)

Hawaii
(6/3/2025)

Idaho
(6/3/2025)

Illinois
(6/3/2025)

IAR

Illinois
(8/18/2025)

Indiana
(6/3/2025)

Iowa
(6/3/2025)

Kansas
(6/3/2025)

Kentucky
(6/3/2025)

Louisiana
(6/3/2025)

Maine
(6/3/2025)

Maryland
(6/3/2025)

Massachusetts
(6/3/2025)

Michigan
(6/3/2025)

Minnesota
(6/3/2025)

Mississippi
(6/3/2025)

Missouri
(6/3/2025)

Montana
(6/3/2025)

Nebraska
(6/3/2025)

Nevada
(6/3/2025)

New Hampshire
(6/3/2025)

New Jersey
(6/3/2025)

New Mexico
(6/3/2025)

New York
(6/3/2025)

North Carolina
(6/3/2025)

North Dakota
(6/3/2025)

Ohio
(6/3/2025)

Oklahoma
(6/3/2025)

Oregon
(6/3/2025)

Pennsylvania
(6/3/2025)

Puerto Rico
(6/3/2025)

Rhode Island
(6/3/2025)

South Carolina
(6/3/2025)

South Dakota
(6/3/2025)

Tennessee
(6/3/2025)

Texas
(6/3/2025)

Utah
(6/3/2025)

Vermont
(6/3/2025)

Virgin Islands
(6/3/2025)

Virginia
(6/3/2025)

Washington
(6/3/2025)

West Virginia
(6/3/2025)

Wisconsin
(6/3/2025)

Wyoming
(6/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/27/2017

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 5/23/2023

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/2/2017

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/26/2024

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/12/2023

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

ROBINHOOD ASSET MANAGEMENT

RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT

CRD#: 323736 / SEC#: 801-127371

RIA

Registered Investment Advisory firm - (1/14/2025 Approved)

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Contact information

Main Address

85 Willow Road, Menlo Park, CA 94025

Mailing Address

Phone number

650-940-2700 EXT 31450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RAM FORM ADV PART 2A CLIENT BROCHURE (11/7/2025)

Regulatory assets under management

Total Number of Accounts	81,015
AUM (Assets Under Management)	$ 158,695,275

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael A. Wenc

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Wenc's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBINHOOD FINANCIAL, LLC

MORGAN STANLEY

MORGAN STANLEY

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ROBINHOOD ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 6/27/2017

Series 3

Date: 5/23/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/2/2017

Series 10

Date: 6/26/2024

Series 9

Date: 10/12/2023

FINRA

Current Firm

ROBINHOOD ASSET MANAGEMENT

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ROBINHOOD ASSET MANAGEMENT

TRUST BUT VERIFY

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