Alexander D. Close
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander D. Close, CFP®, who also goes by Alex Close, Alexander Douglas Close, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2017. Alexander had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2021 - August 12, 2022
SELECTIVE WEALTH MANAGEMENT, INC.
October 29, 2019 - December 31, 2020
YORKTOWN MANAGEMENT AND RESEARCH CO INC
February 7, 2017 - March 30, 2021
FORESIDE FUND SERVICES, LLC
Primary Firm SEC Registration
SELECTIVE WEALTH MANAGEMENT, INC.
CRD#: 164882 / SEC#: 801-108568
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SELECTIVE WEALTH MANAGEMENT, INC.
CRD#: 164882 / SEC#: 801-108568
Contact information
SEC notice filing (31 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,854 |
| AUM (Assets Under Management) | $ 425,928,464 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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