John H. Williams
Professional summary
John Hamilton Williams, who also goes by John H Williams III, John H Williams, John Hamilton Williams III, John Williams, is a registered financial advisor currently at BAUTIS FINANCIAL, LLC located in Montclair, New Jersey.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. John has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Hamilton Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2020 - Present
BAUTIS FINANCIAL, LLC
Office #1: 8 Hillside Ave Suite Ll1, Montclair, NJ 07042March 6, 2017 - October 8, 2018
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
BAUTIS FINANCIAL, LLC
CRD#: 148582 / SEC#: 801-129584
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/7/2021)
(9/25/2020)
(11/12/2021)
Exams
Current Firm
BAUTIS FINANCIAL, LLC
CRD#: 148582 / SEC#: 801-129584
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 742 |
| AUM (Assets Under Management) | $ 156,774,640 |
Red Flags
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