Travis Dufner

SECURUS WEALTH MANAGEMENT

HOLMDEL, NJ

Some features on this profile are disabled

CRD#: 6750348

Professional summary

Travis Dufner is a registered financial advisor currently at SECURUS WEALTH MANAGEMENT located in Holmdel, New Jersey.

Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Travis has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Dufner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2026 - Present

SECURUS WEALTH MANAGEMENT

RIA

CRD#: 339098

HOLMDEL, NJ

Past

March 10, 2022 - September 16, 2025

MILLSTONE FINANCIAL GROUP

RIA

CRD#: 297882

MILLSTONE, NJ

Past

September 24, 2021 - January 12, 2022

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

March 12, 2018 - September 3, 2021

WBI INVESTMENTS, LLC

RIA

CRD#: 106336

RED BANK, NJ

Past

February 21, 2018 - September 3, 2021

MILLINGTON SECURITIES, INC.

CRD#: 147298

RED BANK, NJ

Past

March 22, 2017 - February 16, 2018

PARK AVENUE SECURITIES LLC

CRD#: 46173

WALL, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/6/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/1/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/22/2017

General Securities Representative Examination

Current Firm

SECURUS WEALTH MANAGEMENT

SECURUS WEALTH MANAGEMENT | SECURUS WEALTH MANAGEMENT, LLC

CRD#: 339098 / SEC#:

New Jersey

Registered Investment Advisory firm - (1/6/2026 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Holmdel, NJ

Mailing Address

Phone number

(732) 924-5995

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Travis Dufner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Dufner's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURUS WEALTH MANAGEMENT

MILLSTONE FINANCIAL GROUP

ALPS DISTRIBUTORS, INC.

WBI INVESTMENTS, LLC

MILLINGTON SECURITIES, INC.

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/1/2017

SIE

Date: 10/1/2018

Series 7

Date: 3/22/2017

Current Firm

SECURUS WEALTH MANAGEMENT

Contact information

Documents

Red Flags

Company Information

SECURUS WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors