Michael G. Kafoglis

HILL INVESTMENT GROUP

Houston, TX 77019

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CRD#: 6750292

Professional summary

Michael Glenn Kafoglis, CFP® is a registered financial advisor currently at HILL INVESTMENT GROUP located in Houston, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Michael has worked at 4 firms and has passed the Series 66, Series 3, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Glenn Kafoglis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 6, 2023 - Present

HILL INVESTMENT GROUP

Office #1: 2001 Kirby Drive Suite 814, Houston, TX 77019

RIA

CRD#: 312052

Houston, TX

Past

January 4, 2021 - August 17, 2023

GOLDMAN SACHS & CO. LLC

CRD#: 361

HOUSTON, TX

Past

June 29, 2017 - August 17, 2023

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

Houston, TX

Past

March 7, 2017 - January 4, 2021

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HILL INVESTMENT GROUP

CRD#: 312052 / SEC#: 801-120176

RIA

Registered Investment Advisory firm - (1/19/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(9/6/2023)

IAR

Texas
(9/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/26/2017

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 2/1/2021

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/7/2017

General Securities Representative Examination

Current Firm

HILL INVESTMENT GROUP

CRD#: 312052 / SEC#: 801-120176

RIA

Registered Investment Advisory firm - (1/19/2021 Approved)

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Contact information

Main Address

190 Carondelet Plaza Suite 1475, St. Louis, MO 63105

Mailing Address

Phone number

(314) 448-4023

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HILL INVESTMENT GROUP FORM ADV PART 2 BROCHURE_SEP 2025 (9/8/2025)

Regulatory assets under management

Total Number of Accounts	1,499
AUM (Assets Under Management)	$ 1,042,455,740

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael G. Kafoglis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Glenn Kafoglis's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS & CO. LLC

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

Primary Firm SEC Registration

HILL INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 6/26/2017

Series 3

Date: 2/1/2021

SIE

Date: 10/1/2018

Series 7

Date: 3/7/2017

Current Firm

HILL INVESTMENT GROUP

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HILL INVESTMENT GROUP

TRUST BUT VERIFY

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